The RIA database

Name: The RIA database
Creator: Financial ADVSR

Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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001
Vanguard Group IncMalvern, PA · 228 clientsAsset managerHybridVanguard Investments Canada Inc., Vanguard Marketing Corporation
No custodian reported
$11.1T
002
Vanguard Capital Management, LLCMalvern, PA · 128 clientsAsset managerAffiliated broker-dealerVanguard Investments Canada Inc., Vanguard Marketing Corporation
No custodian reported
$8.4T
003
Fidelity Management & Research Company LLCBoston, MA · 36,650 clientsAsset managerHybridDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
Fidelity 100%
$5.7T
004
Capital Research and Management CompanyLOS Angeles, CA · 23,578 clientsAsset managerHybridCapital Client Group, Inc.
Morgan Stanley 59%UBS 25%
$4.3T
005
Blackrock Fund AdvisorsSAN Francisco, CA · 528 clientsAsset managerHybridBlackrock Asset Management Deutschland AG, Blackrock Execution Services
J.P. Morgan 100%
$4.3T
006
Pacific Investment Management Company LLCNewport Beach, CA · 41,699 clientsAsset managerHybridPimco Canada Corp., Pimco Europe Gmbh
BNY 44%State Street 28%Northern Trust 28%
$3.7T
007
J.P. Morgan Investment Management Inc.New York, NY · 128,965 clientsAsset managerHybridJ.P. Morgan Institutional Investments Inc., J.P. Morgan Securities LLC
J.P. Morgan 31%State Street 25%BNY 23%
$3.5T
008
Vanguard Portfolio Management, LLCMalvern, PA · 101 clientsAsset managerAffiliated broker-dealerVanguard Investments Canada Inc., Vanguard Marketing Corporation
No custodian reported
$2.7T
009
Goldman Sachs Asset Management, L.P.New York, NY · 121,325 clientsAsset managerHybridFolio Investments, Inc., Goldman Sachs & Co. LLC
Goldman Sachs 70%BNY 30%
$2.6T
010
T. Rowe Price Associates, Inc.Baltimore, MD · 6,887 clientsAsset managerHybridT. Rowe Price Investment Services, Inc.
State Street 58%Northern Trust 23%
$2.2T
011
Morgan StanleyPurchase, NY · 2,703,720 clientsBroker-dealer firmHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
Morgan Stanley 100%
$2.0T
012
Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, NY · 1,838,984 clientsBroker-dealer firmHybridBank of America Singapore Limited, Bank of America Yatirim Bank A.S.
Merrill / Bank of America 100%
$1.8T
013
Geode Capital Management, LLCBoston, MA · 165 clientsAsset manager
J.P. Morgan 72%The Master Trust Bank of Japan, LTD. 28%
$1.7T
014
Charles Schwab Investment Management, IncSAN Francisco, CA · 856,597 clientsAsset managerHybridCharles Schwab & Co., Inc.
Schwab 100%
$1.7T
015
Blackrock Financial Management, IncNew York, NY · 1,309 clientsAsset managerHybridBlackrock Asset Management Deutschland AG, Blackrock Execution Services
BNY 32%
$1.6T
016
Wellington Management Company LLPBoston, MA · 1,559 clientsAsset managerHybridWellington Funds Distributors Inc.
State Street 35%BNY 26%Northern Trust 23%
$1.4T
017
Ssga Funds Management, Inc.Boston, MA · 339 clientsAsset managerHybridState Street Global Advisors Funds Distributors, LLC, State Street Global Markets Canada Inc.
State Street 100%
$1.4T
018
Strategic Advisers LLCBoston, MA · 2,401,763 clientsAsset managerHybridDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
Fidelity 100%
$1.4T
019
Northern Trust Investments, IncorporatedChicago, IL · 41,027 clientsAsset managerHybridNorthern Trust Securities LLP, Northern Trust Securities, Inc.
Northern Trust 100%
$1.2T
020
CAPTRUSTRaleigh, NC · 41,750 clientsAsset managerHybridCapfinancial Securities, LLC.
No custodian reported
$1.2T
021
Pgim, Inc.Newark, NJ · 611 clientsAsset managerHybridPgim (hong Kong) LTD., Pruco Securities, LLC
J.P. Morgan 57%
$1.1T
022
Blackrock Advisors, LLCNew York, NY · 189 clientsAsset managerHybridBlackrock Asset Management Deutschland AG, Blackrock Execution Services
BNY 100%
$1.1T
023
Dimensional Fund Advisors LPAustin, TX · 2,311 clientsAsset managerHybridDFA Securities LLC, Dimensional Fund Advisors Canada ULC
State Street 51%BNY 31%
$1.0T
024
Edward JonesSt. Louis, MO · 4,069,320 clientsBroker-dealer firmHybridEdward Jones
Edward Jones Trust 68%Edward Jones 32%
$1.0T
025
Managed Account Advisors LLCJersey City, NJ · 1,446,258 clientsWealth managerBank-affiliatedAffiliated broker-dealerBank of America Singapore Limited, Bank of America Yatirim Bank A.S.
Merrill / Bank of America 100%
$995B
026
Invesco Capital Management LLCDowners Grove, IL · 444 clientsAsset managerHybridInvesco Capital Markets, Inc., Invesco Distributors, Inc.
Amalgamated Bank 77%
$941B
027
UBS Financial Services Inc.Weehawken, NJ · 1,144,588 clientsBroker-dealer firmHybridUBS AG, UBS Asset Management (americas) LLC
No custodian reported
$916B
028
Mellon Investments CorporationPittsburgh, PA · 3,942 clientsAsset managerHybridBNY Mellon Asset Management Canada Limited, BNY Mellon Capital Markets, LLC, clears through Pershing
BNY 61%State Street 23%
$874B
029
LPL Financial LLCFort Mill, SC · 1,986,990 clientsBroker-dealer firmHybridCommonwealth Equity Services, LLC, LPL Enterprise, LLC
No custodian reported
$819B
030
Alliancebernstein L.P.Nashville, TN · 30,285 clientsAsset managerHybridAlliancebernstein Investments, Inc., Bernstein Autonomous Research LLP
Sanford C. Bernstein & Co. 53%J.P. Morgan 47%
$763B
031
Invesco Advisers, Inc.Atlanta, GA · 82,498 clientsAsset managerHybridInvesco Capital Markets, Inc., Invesco Distributors, Inc.
BNY 34%State Street 31%
$750B
032
Millennium Management LLCNew York, NY · 27 clientsPrivate fund adviser
State Street 62%BNY 38%
$721B
033
Apollo Capital Management, L.P.New York, NY · 803 clientsPrivate fund adviserHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
Citi 100%
$718B
034
Morgan Stanley Investment Management Inc.New York, NY · 22,803 clientsAsset managerHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. International PLC
State Street 40%Morgan Stanley 40%
$702B
035
Parametric Portfolio AssociatesSeattle, WA · 240,290 clientsWealth managerPublic-company ownedHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
Morgan Stanley 54%BNY 46%
$685B
036
Blackrock Investment Management, LLCPrinceton, NJ · 10,859 clientsAsset managerHybridBlackrock Asset Management Deutschland AG, Blackrock Execution Services
Citi 53%Merrill / Bank of America 47%
$677B
037
Wells Fargo AdvisorsSt. Louis, MO · 1,324,168 clientsBroker-dealer firmHybridWells Fargo Advisors Financial Network, LLC, Wells Fargo Bank, National Association
No custodian reported
$671B
038
Ameriprise Financial Services, LLCMinneapolis, MN · 1,386,329 clientsBroker-dealer firmHybridAmerican Enterprise Investment Services Inc., Columbia Management Investment Distributors, Inc.
American Enterprise Investment Services 100%
$660B
039
Goldman Sachs Asset Management InternationalLondon, United Kingdom · 2,494 clientsPrivate fund adviserHybridFolio Investments, Inc., Goldman Sachs & Co. LLC
J.P. Morgan 39%Northern Trust 32%
$621B
040
Envestnet PMCBerwyn, PA · 2,241,364 clientsWealth managerWrap sponsorHybridEnvestnet Securities, Inc., Fidx Markets LLC
Fidelity 73%Pershing 27%
$615B

The RIA database

RIAs by state

The RIA database

RIAs by state