Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
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10441 Schwab 100%
+00% 1 yr$284M 10442 Schwab 77% Voya Financial Advisors 23%
+00% 1 yr$284M 10443 No custodian reported
+00% 1 yr$284M 10444 Schwab 100%
+00% 1 yr$284M 10445 Schwab 100%
+00% 1 yr$284M 10446 Pictet & CIE Group SCA 40% Tetra Trust 28%
+00% 1 yr$284M 10447 Schwab 100%
+00% 1 yr$284M 10448 No custodian reported
+00% 1 yr$284M 10449 Schwab 100%
+00% 1 yr$284M 10450 Schwab 100%
+00% 1 yr$284M 10451 No custodian reported
+00% 1 yr$284M 10452 Schwab 100%
+00% 1 yr$284M 10453 No custodian reported
+00% 1 yr$284M 10454 No custodian reported
+00% 1 yr$284M 10455 Stonex Financial 90%
+00% 1 yr$284M 10456 Schwab 100%
+00% 1 yr$284M 10457 Ancorato Boise, ID · 6 clients Asset manager Schwab 100%
+00% 1 yr$284M 10458 Hesen & Haslam Woodland Hills, CA · 269 clients Wealth manager Wrap sponsor Hybrid LPL Financial 100%
+00% 1 yr$284M 10459 No custodian reported
+00% 1 yr$284M 10460 Schwab 100%
+00% 1 yr$284M 10461 No custodian reported
+00% 1 yr$283M 10462 ZOE Financial, Inc. New York, NY · 1,689 clients Wealth manager Wrap sponsor Hybrid ZOE Securities LLC, clears through Apex Clearing Apex Fintech 100%
+00% 1 yr$283M 10463 Schwab 100%
+00% 1 yr$283M 10464 Schwab 87%
+00% 1 yr$283M 10465 Schwab 86%
+00% 1 yr$283M 10466 Pershing 100%
+00% 1 yr$283M 10467 Schwab 100%
+00% 1 yr$283M 10468 Morgan Stanley 34% Merrill / Bank of America 28% UBS 24%
+00% 1 yr$283M 10469 No custodian reported
+00% 1 yr$283M 10470 Fidelity 86%
+00% 1 yr$283M 10471 Pershing 100%
+00% 1 yr$283M 10472 No custodian reported
+00% 1 yr$283M 10473 SEI 100%
+00% 1 yr$283M 10474 Schwab 100%
+00% 1 yr$283M 10475 Schwab 100%
+00% 1 yr$283M 10476 No custodian reported
+00% 1 yr$283M 10477 Fidelity 100%
+00% 1 yr$283M 10478 No custodian reported
+00% 1 yr$283M 10479 Schwab 67% Tristate Capital Bank 33%
+00% 1 yr$283M 10480 No custodian reported
+00% 1 yr$283M Previous 40 Page 262 of 431 Next 40