Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
10841 Altruist 100%
+00% 1 yr$262M 10842 UBS 45% Interactive Brokers 35%
+00% 1 yr$262M 10843 Schwab 86%
+00% 1 yr$262M 10844 LPL Financial 100%
+00% 1 yr$262M 10845 Tiller Partners, LLC Beverly Hills, CA · 7 clients Asset manager Affiliated broker-dealer ICM Capital Markets, LLC No custodian reported
+00% 1 yr$261M 10846 Fidelity 100%
+00% 1 yr$261M 10847 Schwab 100%
+00% 1 yr$261M 10848 Schwab 100%
+00% 1 yr$261M 10849 No custodian reported
+00% 1 yr$261M 10850 Schwab 75% RBC 25%
+00% 1 yr$261M 10851 Fidelity 100%
+00% 1 yr$261M 10852 Fidelity 100%
+00% 1 yr$261M 10853 Schwab 100%
+00% 1 yr$261M 10854 No custodian reported
+00% 1 yr$261M 10855 No custodian reported
+00% 1 yr$261M 10856 Schwab 100%
+00% 1 yr$261M 10857 Schwab 100%
+00% 1 yr$261M 10858 Schwab 100%
+00% 1 yr$261M 10859 Schwab 100%
+00% 1 yr$261M 10860 DCM Advisors, LLC New York, NY · 51 clients Asset manager Hybrid Caledonia Sociedad De Valores, S.A., Dinosaur Financial Group, L.l.c First Hawaiian Bank 69%
+00% 1 yr$261M 10861 Schwab 86%
+00% 1 yr$260M 10862 No custodian reported
+00% 1 yr$260M 10863 Schwab 100%
+00% 1 yr$260M 10864 Schwab 100%
+00% 1 yr$260M 10865 No custodian reported
+00% 1 yr$260M 10866 Schwab 100%
+00% 1 yr$260M 10867 Schwab 100%
+00% 1 yr$260M 10868 Schwab 100%
+00% 1 yr$260M 10869 LPL Financial 100%
+00% 1 yr$260M 10870 Schwab 100%
+00% 1 yr$260M 10871 No custodian reported
+00% 1 yr$260M 10872 Pershing 100%
+00% 1 yr$260M 10873 No custodian reported
+00% 1 yr$260M 10874 No custodian reported
+00% 1 yr$260M 10875 No custodian reported
+00% 1 yr$260M 10876 Schwab 100%
+00% 1 yr$260M 10877 Fidelity 100%
+00% 1 yr$260M 10878 Fidelity 94%
+00% 1 yr$260M 10879 Proteus, LLC Indianapolis, IN · 29 clients Private fund adviser No custodian reported
+00% 1 yr$260M 10880 Schwab 100%
+00% 1 yr$260M Previous 40 Page 272 of 431 Next 40