The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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1161
Nephila Capital LTD.Hamilton, Bermuda · 39 clientsPrivate fund adviser
No custodian reported
$13B
1162
Citizens Securities, Inc.Johnston, RI · 60,545 clientsBroker-dealer firmHybridCitizens JMP Securities, LLC
No custodian reported
$13B
1163
MKP Capital Management, L.L.C.New York, NY · 8 clientsAsset manager
No custodian reported
$13B
1164
Loring, Wolcott & Coolidge Fiduciary Advisors, LLPBoston, MA · 3,290 clientsWealth manager
Loring, Wolcott & Coolidge Trust 97%
$13B
1165
Pugh Capital Management, Inc.Seattle, WA · 52 clientsAsset manager
State Street 41%BNY 40%
$13B
1166
Ariel Investments, LLCChicago, IL · 146 clientsAsset managerHybridAriel Distributors, LLC
Northern Trust 52%BNY 27%
$13B
1167
Franklin Templeton Investments Corp.Toronto (ontario), Canada · 138 clientsBroker-dealer firmAffiliated broker-dealerClarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited
State Street 65%Royal Bank of Canada 35%
$13B
1168
United Planners' Financial Services of America A Limited PartnerScottsdale, AZ · 30,369 clientsBroker-dealer firmHybrid
Schwab 70%
$13B
1169
Cbiz Investment Advisory Services, LLCCleveland, OH · 2,850 clientsAsset managerHybridCbiz Financial Solutions, Inc.
Fidelity 27%
$13B
1170
Brookstone Capital Management LLCWheaton, IL · 54,845 clientsWealth managerWrap sponsorHybrid
No custodian reported
$13B
1171
Duff & Phelps Investment Management Co.Chicago, IL · 44 clientsAsset managerHybridVP Distributors LLC
State Street 100%
$13B
1172
Lingotto Investment Management LLPLondon, United Kingdom · 16 clientsPrivate fund adviser
Northern Trust 100%
$13B
1173
Gusto Investment Services, LLCSan Francisco, CA · 78,064 clientsAsset managerAffiliated broker-dealerGusto Brokerage, LLC
Benefit Trust 100%
$13B
1174
First Trust Capital Management L.P.Chicago, IL · 40 clientsAsset managerHybridFirst Trust Portfolios L.P.
No custodian reported
$13B
1175
LS Power Equity Advisors, LLCNew York, NY · 22 clientsPrivate fund adviser
No custodian reported
$13B
1176
First Eagle Alternative Credit, LLCBoston, MA · 72 clientsPrivate fund adviserHybridFEF Distributors, LLC
BNY 83%
$13B
1177
Appleton Partners, Inc.Boston, MA · 6,112 clientsAsset manager
Schwab 48%Fidelity 29%J.P. Morgan 24%
$13B
1178
The Caprock Group, LLCBoise, ID · 436 clientsWealth manager
Fidelity 58%Schwab 42%
$12B
1179
Williams Jones Wealth Management, LLCNew York, NY · 1,754 clientsWealth managerAffiliated broker-dealer
Schwab 56%Fidelity 28%
$12B
1180
Westwood Management CorpDallas, TX · 247 clientsAsset managerHybridSalient Capital L.P.
Northern Trust 32%BNY 28%State Street 25%
$12B
1181
MFN Partners Management, LPBoston, MA · 1 clientsPrivate fund adviser
No custodian reported
$12B
1182
Royce Investment PartnersNew York, NY · 979 clientsAsset managerHybridFranklin Distributors, LLC, Franklin Templeton International Services S.a R.L.
Morgan Stanley 60%BNY 26%
$12B
1183
Oasis Capital Partners (texas) Inc.Austin, TX · 16 clientsPrivate fund adviser
No custodian reported
$12B
1184
Neuberger Berman Canada ULCToronto, Ontario, Canada · 3,366 clientsAsset managerHybridNeuberger Berman BD LLC
Fidelity 62%BNY 38%
$12B
1185
Sound Point CLO C-Moa, LLCNew York, NY · 24 clientsPrivate fund adviser
No custodian reported
$12B
1186
Northcape CapitalSydney, New South Wales, Australia · 9 clientsAsset manager
State Street 26%Northern Trust 24%
$12B
1187
Ramirez Asset Management, Inc.New York, NY · 677 clientsAsset managerHybridSamuel A. Ramirez & Company, Inc.
BNY 36%Northern Trust 26%U.S. Bank 25%
$12B
1188
Aquiline Management Holdings LPNew York, NY · 33 clientsPrivate fund adviser
No custodian reported
$12B
1189
Vaughan Nelson Investment Management, L.P.Houston, TX · 379 clientsAsset managerAffiliated broker-dealerNatixis Distribution, LLC
No custodian reported
$12B
1190
BSP CLO Management LLCNew York, NY · 22 clientsPrivate fund adviserHybridFranklin Distributors, LLC
No custodian reported
$12B
1191
Pacific Private Fund Advisors LLCNewport Beach, CA · 27 clientsPrivate fund adviserAffiliated broker-dealerPacific Select Distributors, LLC
No custodian reported
$12B
1192
Altrinsic Global Advisors, LLCStamford, CT · 24 clientsAsset manager
J.P. Morgan 66%BNY 34%
$12B
1193
Advisors Capital Management, LLCRidgewood, NJ · 18,140 clientsWealth manager
Fidelity 58%LPL Financial 27%
$12B
1194
Hollyport Capital LLPLondon, United Kingdom · 27 clientsPrivate fund adviser
Aztec Financial Services (jersey) Limited 100%
$12B
1195
Honeywell Capital Management LLCMorris Plains, NJAsset manager
No custodian reported
$12B
1196
Northrock Partners, LLCMinneapolis, MN · 4,811 clientsWealth managerWrap sponsor
Schwab 79%
$12B
1197
LNWSeattle, WA · 1,149 clientsWealth manager
Schwab 100%
$12B
1198
Intercontinental Real Estate CorporationBoston, MA · 2 clientsPrivate fund adviser
No custodian reported
$12B
1199
Mairs & PowerSt. Paul, MN · 773 clientsAsset managerHybrid
Schwab 85%
$12B
1200
Churchill Investment Management LLCCharlotte, NC · 8 clientsPrivate fund adviser
No custodian reported
$12B

The RIA database

RIAs by state

The RIA database

RIAs by state