Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
12961 LPL Financial 100%
+00% 1 yr$174M 12962 Schwab 100%
+00% 1 yr$174M 12963 SEI 100%
+00% 1 yr$174M 12964 No custodian reported
+00% 1 yr$174M 12965 No custodian reported
+00% 1 yr$174M 12966 Schwab 100%
+00% 1 yr$174M 12967 Schwab 63% Axos 37%
+00% 1 yr$174M 12968 Raymond James 100%
+00% 1 yr$174M 12969 Schwab 100%
+00% 1 yr$174M 12970 Schwab 100%
+00% 1 yr$174M 12971 Fidelity 100%
+00% 1 yr$174M 12972 Schwab 99%
+00% 1 yr$173M 12973 No custodian reported
+00% 1 yr$173M 12974 IFC Auburn, CA · 1,050 clients Wealth manager Schwab 0% Altruist 0%
+00% 1 yr$173M 12975 No custodian reported
+00% 1 yr$173M 12976 Schwab 100%
+00% 1 yr$173M 12977 Fidelity 100%
+00% 1 yr$173M 12978 Apex Fintech 100%
+00% 1 yr$173M 12979 Schwab 41%
+00% 1 yr$173M 12980 LPL Financial 100%
+00% 1 yr$173M 12981 Schwab 87%
+00% 1 yr$173M 12982 Raymond James 59% Matrix Trust Co 41%
+00% 1 yr$173M 12983 Schwab 63% Interactive Brokers 37%
+00% 1 yr$173M 12984 Schwab 100%
+00% 1 yr$173M 12985 No custodian reported
+00% 1 yr$173M 12986 No custodian reported
+00% 1 yr$173M 12987 Schwab 100%
+00% 1 yr$173M 12988 Schwab 100%
+00% 1 yr$173M 12989 Schwab 100%
+00% 1 yr$173M 12990 No custodian reported
+00% 1 yr$173M 12991 No custodian reported
+00% 1 yr$173M 12992 Schwab 88%
+00% 1 yr$173M 12993 Schwab 100%
+00% 1 yr$173M 12994 Fidelity 100%
+00% 1 yr$173M 12995 SEI 100%
+00% 1 yr$173M 12996 No custodian reported
+00% 1 yr$173M 12997 Schwab 100%
+00% 1 yr$173M 12998 Schwab 100%
+00% 1 yr$173M 12999 BNY 93%
+00% 1 yr$173M 13000 Interactive Brokers 70%
+00% 1 yr$173M Previous 40 Page 325 of 431 Next 40