Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
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15761 Schwab 100%
+00% 1 yr$65M 15762 Hdfc Bank 100%
+00% 1 yr$65M 15763 National Bank Independent Network 72% Schwab 28%
+00% 1 yr$65M 15764 Schwab 100%
+00% 1 yr$65M 15765 Schwab 100%
+00% 1 yr$64M 15766 Schwab 100%
+00% 1 yr$64M 15767 No custodian reported
+00% 1 yr$64M 15768 Douglas F. Brown Financial Services 100%
+00% 1 yr$64M 15769 SLP Wealth Durham, NC · 1,657 clients Wealth manager Altruist 100%
+00% 1 yr$64M 15770 Schwab 100%
+00% 1 yr$64M 15771 Wells Fargo 100%
+00% 1 yr$64M 15772 No custodian reported
+00% 1 yr$63M 15773 No custodian reported
+00% 1 yr$63M 15774 No custodian reported
+00% 1 yr$63M 15775 Utmost Wealth Solutions 37% Rl360 26% Stocktrade 24%
+00% 1 yr$63M 15776 No custodian reported
+00% 1 yr$63M 15777 LPL Financial 89%
+00% 1 yr$63M 15778 RBC 100%
+00% 1 yr$63M 15779 Backer San Francisco, CA · 14,482 clients Wealth manager No custodian reported
+00% 1 yr$63M 15780 No custodian reported
+00% 1 yr$63M 15781 Schwab 100%
+00% 1 yr$63M 15782 Fidelity 100%
+00% 1 yr$63M 15783 Schwab 100%
+00% 1 yr$62M 15784 Interactive Brokers 67% Schwab 33%
+00% 1 yr$62M 15785 No custodian reported
+00% 1 yr$62M 15786 No custodian reported
+00% 1 yr$62M 15787 Schwab 100%
+00% 1 yr$62M 15788 BNY 100%
+00% 1 yr$62M 15789 No custodian reported
+00% 1 yr$62M 15790 U.S. Bank 100%
+00% 1 yr$62M 15791 BNY 100%
+00% 1 yr$62M 15792 Pershing 100%
+00% 1 yr$61M 15793 No custodian reported
+00% 1 yr$61M 15794 No custodian reported
+00% 1 yr$61M 15795 No custodian reported
+00% 1 yr$61M 15796 No custodian reported
+00% 1 yr$61M 15797 Schwab 93%
+00% 1 yr$61M 15798 BNY 100%
+00% 1 yr$61M 15799 Iqcio LLC New York, NY · 4 clients Asset manager Hybrid No custodian reported
+00% 1 yr$61M 15800 No custodian reported
+00% 1 yr$61M Previous 40 Page 395 of 431 Next 40