Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
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16281 RBC 100%
+00% 1 yr$11M 16282 Schwab 100%
+00% 1 yr$11M 16283 No custodian reported
+00% 1 yr$11M 16284 Delta Capital Santana De Parnaiba, Brazil · 29 clients Wealth manager Tastytrade 100%
+00% 1 yr$11M 16285 Fidelity 100%
+00% 1 yr$11M 16286 No custodian reported
+00% 1 yr$11M 16287 Fidelity 100%
+00% 1 yr$11M 16288 Fidelity 66% Stancorp Equities 34%
+00% 1 yr$11M 16289 No custodian reported
+00% 1 yr$10M 16290 Amalgamated Investment Management 100%
+00% 1 yr$10M 16291 SP Funds Lake Mary, FL · 2 clients Private fund adviser No custodian reported
+00% 1 yr$10M 16292 No custodian reported
+00% 1 yr$10M 16293 No custodian reported
+00% 1 yr$10M 16294 No custodian reported
+00% 1 yr$10M 16295 No custodian reported
+00% 1 yr$10M 16296 Interactive Brokers 75% Schwab 25%
+00% 1 yr$10M 16297 No custodian reported
+00% 1 yr$10M 16298 Schwab 100%
+00% 1 yr$10M 16299 Raymond James 57% Schwab 30%
+00% 1 yr$10M 16300 Interactive Brokers 88%
+00% 1 yr$10M 16301 E. Magnus Oppenheim & Co. Inc. New York, NY · 11 clients Broker-dealer firm Affiliated broker-dealer Parsonex Capital Markets, LLC, Parsonex Securities, Inc. No custodian reported
+00% 1 yr$10M 16302 Interactive Brokers 100%
+00% 1 yr$9M 16303 Interactive Brokers 100%
+00% 1 yr$9M 16304 No custodian reported
+00% 1 yr$9M 16305 No custodian reported
+00% 1 yr$9M 16306 No custodian reported
+00% 1 yr$9M 16307 Interactive Brokers 100%
+00% 1 yr$9M 16308 RBC 100%
+00% 1 yr$9M 16309 No custodian reported
+00% 1 yr$9M 16310 No custodian reported
+00% 1 yr$9M 16311 J.P. Morgan 100%
+00% 1 yr$9M 16312 Pershing 100%
+00% 1 yr$9M 16313 Voya Financial 100%
+00% 1 yr$9M 16314 Altruist 100%
+00% 1 yr$9M 16315 Interactive Brokers 100%
+00% 1 yr$9M 16316 No custodian reported
+00% 1 yr$9M 16317 No custodian reported
+00% 1 yr$9M 16318 No custodian reported
+00% 1 yr$8M 16319 No custodian reported
+00% 1 yr$8M 16320 No custodian reported
+00% 1 yr$8M Previous 40 Page 408 of 431 Next 40