Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
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16401 No custodian reported
+00% 1 yr$3M 16402 Schwab 100%
+00% 1 yr$3M 16403 RBC 100%
+00% 1 yr$3M 16404 No custodian reported
+00% 1 yr$3M 16405 Whale Chicago, IL · 3,006 clients Wealth manager Alpaca Securities 100%
+00% 1 yr$3M 16406 Onward Advisors LLC Pasadena, CA Wealth manager Hybrid Lightspeed Financial Services Group LLC, Trigon DOM Maklerski SPA (TDM), clears through Interactive Brokers, Wedbush No custodian reported
+00% 1 yr$3M 16407 Schwab 100%
+00% 1 yr$3M 16408 No custodian reported
+00% 1 yr$3M 16409 No custodian reported
+00% 1 yr$2M 16410 Stackwell Boston, MA · 3,924 clients Wealth manager Apex Fintech 100%
+00% 1 yr$2M 16411 Schwab 100%
+00% 1 yr$2M 16412 Broadridge Matrix 84%
+00% 1 yr$2M 16413 Magnifi Boulder, CO · 7,648 clients Wealth manager Apex Fintech 100%
+00% 1 yr$2M 16414 AI Funds Sausalito, CA · 4 clients Private fund adviser No custodian reported
+00% 1 yr$2M 16415 Interactive Brokers 100%
+00% 1 yr$2M 16416 Savvyfi Franklin, TN · 307 clients Wealth manager No custodian reported
+00% 1 yr$2M 16417 Advisifi LLC St Petersburg, FL · 134 clients Asset manager Hybrid Investifi Securities LLC Rqd* Clearing 100%
+00% 1 yr$2M 16418 No custodian reported
+00% 1 yr$2M 16419 Schwab 89%
+00% 1 yr$2M 16420 No custodian reported
+00% 1 yr$2M 16421 No custodian reported
+00% 1 yr$2M 16422 No custodian reported
+00% 1 yr$2M 16423 Interactive Brokers 100%
+00% 1 yr$2M 16424 No custodian reported
+00% 1 yr$2M 16425 No custodian reported
+00% 1 yr$2M 16426 Bank Vontobel 62% EFG Bank 38%
+00% 1 yr$2M 16427 No custodian reported
+00% 1 yr$2M 16428 No custodian reported
+00% 1 yr$2M 16429 No custodian reported
+00% 1 yr$1M 16430 No custodian reported
+00% 1 yr$1M 16431 Interactive Brokers 100%
+00% 1 yr$1M 16432 Elphinstone New York, NY · 579 clients Wealth manager Wrap sponsor Hybrid No custodian reported
+00% 1 yr$1M 16433 Interactive Brokers 100%
+00% 1 yr$1M 16434 No custodian reported
+00% 1 yr$1M 16435 No custodian reported
+00% 1 yr$1M 16436 No custodian reported
+00% 1 yr$1M 16437 UMB Bank 100%
+00% 1 yr$1M 16438 Altruist 100%
+00% 1 yr$1M 16439 Apex Fintech 74% Stonex Financial 26%
+00% 1 yr$1M 16440 No custodian reported
+00% 1 yr$1M Previous 40 Page 411 of 431 Next 40