Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
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16521 Schwab 100%
+00% 1 yr$27K 16522 No custodian reported
+00% 1 yr$26K 16523 No custodian reported
+00% 1 yr$24K 16524 Rewbix Austin, TX · 5 clients Wealth manager Interactive Brokers 0% Alpaca Securities 0%
+00% 1 yr$20K 16525 TE Advisors LLC Quincy, MA · 13 clients Wealth manager Hybrid Tapp Engine Securities, LLC No custodian reported
+00% 1 yr$11K 16526 Interactive Brokers 100%
+00% 1 yr$10K 16527 No custodian reported
+00% 1 yr$10K 16528 Nestvst Sugar Land, TX · 5 clients Wealth manager Alpaca Securities 100%
+00% 1 yr$7K 16529 No custodian reported
+00% 1 yr$5K 16530 Interactive Brokers 100%
+00% 1 yr$4K 16531 Crecer 20 clients Wealth manager Wrap sponsor No custodian reported
+00% 1 yr$4K 16532 Alpaca Securities 100%
+00% 1 yr$2K 16533 No custodian reported
+00% 1 yr$2K 16534 Interactive Brokers 100%
+00% 1 yr$2K 16535 No custodian reported
+00% 1 yr$1K 16536 Wealthyx 5 clients Wealth manager Wrap sponsor Hybrid Kapitall Generation, LLC Rhode Island Higher Education Savings Trust (rihest) 100%
+00% 1 yr$1K 16537 No custodian reported
+00% 1 yr$0K 16538 Kraken Adviser LLC Fort Lauderdale, FL · 9 clients Wealth manager Hybrid Kraken Securities LLC No custodian reported
+00% 1 yr$0K 16539 Interactive Brokers 100%
+00% 1 yr$0K 16540 No custodian reported
+00% 1 yr$0K 16541 No custodian reported
+00% 1 yr$0K 16542 No custodian reported
+00% 1 yr$0K 16543 Atomic Brokerage 100%
+00% 1 yr$0K 16544 No custodian reported
+00% 1 yr$0K 16545 Alpaca Securities 100%
+00% 1 yr$0K 16546 Vestie Dallas, TX · 2 clients Wealth manager No custodian reported
+00% 1 yr$0K 16547 Pantheon San Francisco, CA · 10 clients Private fund adviser Hybrid Pantheon Securities, LLC No custodian reported
+00% 1 yr$0K 16548 No custodian reported
+00% 1 yr$0K 16549 Zacks Intelligence LLC Chicago, IL · 1 clients Wealth manager Hybrid Lbmz Securities, Inc., clears through Interactive Brokers Schwab 0% Fidelity 0%
+00% 1 yr$0K 16550 No custodian reported
+00% 1 yr$0K 16551 Morgan Stanley 100%
+00% 1 yr$0K 16552 No custodian reported
+00% 1 yr$0 16553 No custodian reported
+00% 1 yr$0 16554 No custodian reported
+00% 1 yr$0 16555 AON Securities LLC Chicago, IL Broker-dealer firm Hybrid AON Securities (hong Kong) Limited, AON Securities Limited No custodian reported
+00% 1 yr$0 16556 No custodian reported
+00% 1 yr$0 16557 Charles Schwab & Co., Inc. San Francisco, CA Broker-dealer firm Hybrid Charles Schwab SG PTE. LTD., Charles Schwab, Hong Kong, Limited No custodian reported
+00% 1 yr$0 16558 No custodian reported
+00% 1 yr$0 16559 Pruco Securities, LLC Newark, NJ Broker-dealer firm Hybrid Prudential Annuities Distributors, Inc, Prudential Investment Management Services LLC No custodian reported
+00% 1 yr$0 16560 No custodian reported
+00% 1 yr$0 Previous 40 Page 414 of 431 Next 40