The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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2721
Trilogy Capital, Inc.Irvine, CA · 8,388 clientsWealth managerHybrid
Schwab 58%LPL Financial 42%
$3.2B
2722
Evensky & Katz/foldes Wealth ManagementCoral Gables, FL · 1,188 clientsWealth manager
Schwab 100%
$3.2B
2723
Quaero Capital SAGeneva, Switzerland · 18 clientsPrivate fund adviser
No custodian reported
$3.2B
2724
M Holdings Securities, Inc.Portland, OR · 4,513 clientsBroker-dealer firmHybridM Financial Securities Marketing, Inc.
Fidelity 59%Schwab 41%
$3.2B
2725
Trust Asset Management LLCHouston, TX · 155 clientsPrivate fund adviser
Pershing 100%
$3.2B
2726
LEO Wealth, LLCEdison, NJ · 1,714 clientsWealth managerHybridLEO Brokerage, LLC
Fidelity 69%Schwab 31%
$3.2B
2727
Principle WealthMadison, CT · 1,210 clientsWealth manager
Fidelity 100%
$3.2B
2728
EPG IncorporatedFramingham, MA · 72 clientsAsset manager
Citi 100%
$3.2B
2729
Roffman Miller Associates IncPhiladelphia, PA · 1,598 clientsWealth manager
Schwab 100%
$3.2B
2730
Bogart Wealth, LLCMcLean, VA · 1,442 clientsWealth manager
Schwab 100%
$3.2B
2731
Greenbelt Capital PartnersAustin, TX · 12 clientsPrivate fund adviser
No custodian reported
$3.2B
2732
Altes Capital, LLC12 clientsAsset manager
No custodian reported
$3.2B
2733
KA Fund Advisors, LLCHouston, TX · 1 clientsAsset managerHybridKA Associates, LLC, clears through National Financial Services (Fidelity)
No custodian reported
$3.2B
2734
Lutz FinancialOmaha, NE · 1,031 clientsWealth manager
Schwab 81%
$3.2B
2735
Fitzwalter Capital (US) LLCNew York, NY · 10 clientsPrivate fund adviser
No custodian reported
$3.2B
2736
Solus Alternative Asset Management LPSummit, NJ · 28 clientsPrivate fund adviser
No custodian reported
$3.2B
2737
Alterra IOS Manager, LLCRadnor, PA · 5 clientsPrivate fund adviser
No custodian reported
$3.2B
2738
Foursixthree Capital LPNew York, NY · 10 clientsPrivate fund adviser
Goldman Sachs 100%
$3.2B
2739
Girard Advisory Services, LLCKing of Prussia, PA · 2,466 clientsWealth managerBank-affiliatedHybridGirard Investment Services, LLC, clears through Pershing
Schwab 100%
$3.2B
2740
LCP Institutional, LLCAtlanta, GA · 133 clientsWealth managerHybrid
U.S. Bank 42%BNY 34%Schwab 25%
$3.2B
2741
Burford Capital Investment Management LLCChicago, IL · 19 clientsPrivate fund adviser
No custodian reported
$3.2B
2742
VMG Partners II, LLCSan Francisco, CA · 28 clientsPrivate fund adviser
No custodian reported
$3.2B
2743
Csenge Advisory Group, LLCClearwater, FL · 7,199 clientsWealth managerHybrid
Fidelity 50%Pershing 33%
$3.2B
2744
Hilton Capital Management, LLCGarden City, NY · 1,647 clientsAsset managerHybrid
Northern Trust 44%U.S. Bank 39%
$3.2B
2745
Midland Wealth ManagementEffingham, IL · 138 clientsAsset manager
Fidelity 100%
$3.2B
2746
Tennenbaum Capital Partners, LLCSanta Monica, CA · 30 clientsAsset managerAffiliated broker-dealerBlackrock Asset Management Deutschland AG, Blackrock Execution Services
BNY 100%
$3.2B
2747
North Square Investments, LLCChicago, IL · 14 clientsAsset managerHybridSanctuary Securities, Inc.
No custodian reported
$3.2B
2748
Avesi Partners LLCStamford, CT · 6 clientsPrivate fund adviser
No custodian reported
$3.2B
2749
ON Investment Management CoCincinnati, OH · 9,568 clientsBroker-dealer firmHybridAugustar Distributors, Inc., The O.N. Equity Sales Company, clears through Pershing
No custodian reported
$3.2B
2750
Cyndeo Wealth PartnersSt. Petersburg, FL · 1,225 clientsWealth manager
Fidelity 100%
$3.2B
2751
Advisornet Wealth PartnersMinnetonka, MN · 3,514 clientsWealth managerHybrid
Schwab 86%
$3.1B
2752
Rocky Mountain Advisers, LLCSalina, KS · 257 clientsAsset manager
Schwab 100%
$3.1B
2753
Santander SecuritiesBoston, MA · 11,124 clientsBroker-dealer firmHybrid
Fidelity 100%
$3.1B
2754
Strategic Income Management, LLCSeattle, WA · 6 clientsAsset manager
State Street 69%
$3.1B
2755
Greenbacker Capital Management LLCPortland, ME · 7 clientsPrivate fund adviserHybrid
No custodian reported
$3.1B
2756
Romark Credit Advisors LPNew York, NY · 12 clientsPrivate fund adviser
No custodian reported
$3.1B
2757
S.W. Mitchell Capital LLPLondon, United Kingdom · 10 clientsPrivate fund adviser
J.P. Morgan 54%Royal Bank of Canada (channel Islands) Limited 46%
$3.1B
2758
Faircourt Partners, LLCLake Bluff, IL · 97 clientsAsset manager
Schwab 100%
$3.1B
2759
Roundtable Healthcare Management, IncLake Forest, IL · 11 clientsPrivate fund adviser
No custodian reported
$3.1B
2760
Five Elms CapitalKansas City, MO · 23 clientsPrivate fund adviser
No custodian reported
$3.1B

The RIA database

RIAs by state

The RIA database

RIAs by state