The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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4201
WealthcrossingRichmond, VA · 267 clientsWealth manager
Schwab 100%
$1.5B
4202
CNL Strategic Capital Management, LLCOrlando, FL · 1 clientsAsset managerHybridCNL Securities Corp.
Valley National Bank 100%
$1.5B
4203
Roseman Wagner Wealth ManagementRocklin, CA · 622 clientsWealth managerWrap sponsor
Raymond James 100%
$1.5B
4204
Independent Solutions Wealth Management, LLCWilliamsville, NY · 4,285 clientsWealth managerHybrid
Fidelity Distributors Company 79%
$1.5B
4205
Strategic Wealth GroupEden Prairie, MN · 3,557 clientsWealth managerHybridLPL Financial LLC
LPL Financial 88%
$1.5B
4206
Graticule Asia Macro Advisors LLCSingapore, Singapore · 9 clientsAsset manager
Citi 100%
$1.5B
4207
Pence Capital Management, LLCNewport Beach, CA · 9 clientsAsset managerHybrid
Advisors Asset Management 100%
$1.5B
4208
Trinity Strategic WealthTulsa, OK · 1,763 clientsWealth managerWrap sponsorHybrid
Raymond James 100%
$1.5B
4209
Meteora Capital, LLCBoca Raton, FL · 15 clientsPrivate fund adviserHybrid
J.P. Morgan 64%Goldman Sachs 26%
$1.5B
4210
Benefit Financial Services GroupIrvine, CA · 887 clientsWealth managerAffiliated broker-dealer
Fidelity 61%Schwab 39%
$1.5B
4211
Ancora Retirement Plan Advisors, LLCCleveland, OH · 157 clientsAsset managerHybridInverness Securities, LLC
No custodian reported
$1.5B
4212
Seacrest Wealth Management, LLCPurchase, NY · 1,498 clientsWealth managerHybrid
Schwab 100%
$1.5B
4213
Titan Advisors, LLCStamford, CT · 36 clientsPrivate fund adviserHybrid
No custodian reported
$1.5B
4214
Equitable Investment Management, LLCNew York, NY · 1 clientsAsset managerHybridAlliancebernstein Investments, Inc., Bernstein Institutional Services LLC
No custodian reported
$1.5B
4215
Infinity Capital Advisors, LLCAtlanta, GA · 50 clientsPrivate fund adviser
No custodian reported
$1.5B
4216
Kings Path Partners LLCSugar Land, TX · 180 clientsAsset manager
U.S. Bancorp Investments 60%Fidelity 22%
$1.5B
4217
Northwest Investment Management (hong Kong) LimitedHong Kong, Hong Kong · 4 clientsPrivate fund adviser
BNY 100%
$1.5B
4218
Delta Asset Management, LLCMemphis, TN · 556 clientsWealth managerAffiliated broker-dealerHightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan
Schwab 100%
$1.5B
4219
Triad Wealth Partners, LLCLawrence, KS · 3,896 clientsWealth manager
Schwab 81%
$1.5B
4220
Cavu Consumer Partners, LLCNew York, NY · 16 clientsPrivate fund adviser
No custodian reported
$1.5B
4221
Capital Creek PartnersAustin, TX · 167 clientsAsset manager
Fidelity 100%
$1.5B
4222
Triune Financial Partners, LLCOverland Park, KS · 902 clientsWealth manager
Schwab 64%Fidelity 36%
$1.5B
4223
Tamar Securities, LLCWoodland Hills, CA · 4,219 clientsWealth managerHybrid
Schwab 100%
$1.5B
4224
Albritton Capital Management CoAlpharetta, GAAsset managerHybridA & M Securities, LLC
J.P. Morgan 100%
$1.5B
4225
Anderson Financial Partners, Inc.Ponte Vedra, FL · 31 clientsAsset manager
No custodian reported
$1.5B
4226
TownsendWestminster, CO · 1,514 clientsWealth managerHybrid
Fidelity 100%
$1.5B
4227
Next Century Growth Investors LLCPlymouth, MN · 36 clientsAsset manager
Northern Trust 45%J.P. Morgan 33%
$1.5B
4228
Robinhood Asset ManagementMenlo Park, CA · 252,664 clientsWealth managerPublic-company ownedHybridRobinhood Financial, LLC, Robinhood Securities, LLC, clears through Robinhood, Wells Fargo Clearing Services
No custodian reported
$1.5B
4229
Ascent Wealth Partners, LLCNew Hartford, NY · 1,096 clientsWealth manager
Schwab 100%
$1.5B
4230
Glynn Capital Management, LLCMenlo Park, CA · 12 clientsPrivate fund adviser
Schwab 100%
$1.5B
4231
Caprock Partners Management, Inc.Newport Beach, CA · 13 clientsPrivate fund adviser
No custodian reported
$1.5B
4232
Compak Asset ManagementNewport Beach, CA · 1,751 clientsWealth managerHybridCompak Securities, Inc.
Fidelity 100%
$1.5B
4233
Catholic Investment Services, Inc.Boston, MA · 7 clientsPrivate fund adviserHybrid
State Street 100%
$1.5B
4234
Midwest Financial PartnersSt. Cloud, MN · 531 clientsWealth manager
Pershing 100%
$1.5B
4235
Legacy Capital Wealth Partners, LLCLittle Rock, AR · 680 clientsWealth managerHybrid
Schwab 51%Fidelity 49%
$1.5B
4236
Anchor Investment ManagementColumbia, SC · 821 clientsWealth managerHybrid
Schwab 100%
$1.5B
4237
Legacy Financial Advisors, Inc.Covington, KY · 1,065 clientsWealth manager
Fidelity 100%
$1.5B
4238
Edgemoor Investment Advisors, Inc.Bethesda, MD · 321 clientsWealth manager
Schwab 74%Fidelity 26%
$1.5B
4239
RBC Securities, Inc.Los Angeles, CA · 1,451 clientsBroker-dealer firmHybridCNR Securities LLC, clears through Pershing
City National Bank 100%
$1.5B
4240
Alden CapitalWayne, PA · 2,552 clientsWealth managerHybridJ. Alden Associates, Inc.
Schwab 98%
$1.5B

The RIA database

RIAs by state

The RIA database

RIAs by state