The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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521
D1 Capital Partners L.P.New York, NY · 45 clientsPrivate fund adviser
No custodian reported
$40B
522
Cheyne Capital Management (UK) LLPLondon, United Kingdom · 49 clientsPrivate fund adviser
BNY 82%
$40B
523
Alpinvest Partners B.V.Amsterdam, Netherlands · 54 clientsPrivate fund adviserHybridAlpinvest Partners LTD., Carlyle Japan Equity Management LLC
No custodian reported
$40B
524
Bamco, Inc.New York, NY · 45 clientsAsset managerHybridBaron Capital Management UK Limited, Baron Capital, Inc.
No custodian reported
$40B
525
Trustage Investment ManagementMadison, WI · 349 clientsAsset managerHybridCuna Brokerage Services, Inc.
State Street 100%
$39B
526
Kayne Anderson Rudnick Investment Management, LLCLOS Angeles, CA · 24,735 clientsAsset managerHybridVP Distributors LLC
Fidelity 51%UBS 49%
$39B
527
Copenhagen Infrastructure Partners Inc.New York, NY · 46 clientsPrivate fund adviser
No custodian reported
$39B
528
EQT Partners Inc.New York, NY · 49 clientsPrivate fund adviserHybridEQT Partners BD, LLC
No custodian reported
$39B
529
Prime Capital FinancialOverland Park, KS · 23,965 clientsAsset managerHybrid
Fidelity Management Trust 100%
$39B
530
Mason Street Advisors, LLCMilwaukee, WI · 2 clientsAsset managerAffiliated broker-dealerNorthwestern Mutual Investment Services, LLC
No custodian reported
$39B
531
Marathon-LondonLondon, United Kingdom · 42 clientsAsset manager
State Street 53%BNY 35%
$39B
532
Alps Advisors, Inc.Denver, CO · 22 clientsAsset managerHybridAlps Distributors, Inc., Alps Portfolio Solutions Distributor, Inc.
No custodian reported
$39B
533
TCW Investment Management Company LLCLOS Angeles, CA · 4,945 clientsAsset managerHybridTCW Asia Limited, TCW Funds Distributors LLC
UBS 57%J.P. Morgan 27%
$39B
534
Linden Advisors LPNew York, NY · 5 clientsPrivate fund adviser
No custodian reported
$39B
535
Voya Investment Management LLCAtlanta, GA · 9 clientsAsset managerHybridVoya Financial Advisors, Inc., Voya Financial Partners, LLC
BNY 100%
$39B
536
MS Capital Partners Adviser Inc.New York, NY · 78 clientsPrivate fund adviserHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
No custodian reported
$39B
537
Wealthspire Retirement AdvisoryAliso Viejo, CA · 7,532 clientsAsset managerHybrid
Fidelity 45%Schwab 45%
$39B
538
Silchester International InvestorsLondon, United Kingdom · 7 clientsPrivate fund adviser
No custodian reported
$39B
539
Investure, LLCCharlottesville, VA · 38 clientsPrivate fund adviser
Northern Trust 100%
$39B
540
First Manhattan Co. LLCNew York, NY · 6,294 clientsWealth managerWrap sponsorHybridFirst Manhattan Securities LLC, clears through Pershing
Pershing 100%
$38B
541
Accel Management Co. L.l.cPalo Alto, CA · 83 clientsPrivate fund adviser
No custodian reported
$38B
542
Advice and Planning ServicesNew York, NY · 72,503 clientsBroker-dealer firmHybridNuveen Securities, LLC
Pershing 100%
$38B
543
Polar Asset Management Partners Inc.Toronto, Canada · 19 clientsPrivate fund adviser
UBS 98%
$38B
544
Hilltop Securities Asset Management, LLCDallas, TX · 60 clientsAsset managerHybridHilltop Securities Inc., Momentum Independent Network Inc.
No custodian reported
$38B
545
Nomura Corporate Research and Asset Management IncNew York, NY · 66 clientsAsset managerHybridDelaware Distributors, L.P., Instinet, LLC
State Street 74%BNY 26%
$38B
546
Creative Planning Institutional Advisors, LLCNewport Beach, CA · 915 clientsAsset manager
Fidelity 73%Empower Financial Services 27%
$38B
547
Voya Retirement Advisors, LLCWindsor, CT · 7,672 clientsAsset managerHybridVoya Financial Advisors, Inc., Voya Financial Partners, LLC
Voya Instutional Trust 47%
$37B
548
Dragoneer Investment Group, LLCSAN Francisco, CA · 39 clientsPrivate fund adviser
No custodian reported
$37B
549
Sound Point Capital Management, LPNew York, NY · 161 clientsPrivate fund adviser
BNY 75%Northern Trust 25%
$37B
550
Hotchkis and Wiley Capital Management, LLCLOS Angeles, CA · 98 clientsAsset managerHybrid
Northern Trust 34%BNY 30%
$37B
551
MIC Capital Management UK LLPLondon, United Kingdom · 57 clientsPrivate fund adviser
No custodian reported
$37B
552
Rockefeller Capital ManagementNew York, NY · 6,490 clientsWealth managerHybridRockefeller Financial LLC
Fidelity 100%
$37B
553
55ipBoston, MA · 3,522 clientsAsset managerAffiliated broker-dealerJ.P. Morgan Securities LLC
Fidelity 63%Schwab 37%
$37B
554
Steward Partners Investment Advisory, LLCStamford, CT · 42,763 clientsBroker-dealer firmHybridSteward Partners Investment Solutions, LLC
Raymond James 100%
$37B
555
Oppenheimer & Co. Inc.New York, NY · 39,036 clientsBroker-dealer firmHybridOppenheimer Europe LTD, Oppenheimer Investments Asia Limited
Oppenheimer & Co. 100%
$37B
556
ASB Capital Management LLCBethesda, MD · 83 clientsPrivate fund adviser
BNY 36%Chevy Chase Trust 26%
$37B
557
Coller Investment Management LTDSt. Peter Port, Guernsey · 33 clientsPrivate fund adviser
No custodian reported
$37B
558
Woodline Partners LPSAN Francisco, CA · 6 clientsPrivate fund adviser
No custodian reported
$37B
559
Scout Investments, Inc.Kansas City, MO · 328 clientsAsset managerHybridCarillon Fund Distributors, Inc., Cebile Capital LLP
No custodian reported
$37B
560
Shenkman Capital Management, Inc.New York, NY · 159 clientsAsset manager
The Bank of NY Mellon 63%
$37B

The RIA database

RIAs by state

The RIA database

RIAs by state