Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
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801 No custodian reported
+00% 1 yr$23B 802 No custodian reported
+00% 1 yr$23B 803 No custodian reported
+00% 1 yr$23B 804 No custodian reported
+00% 1 yr$23B 805 Thrivent Private Investments Minneapolis, MN · 47 clients Private fund adviser Hybrid Thrivent Distributors, LLC, Thrivent Investment Management Inc. No custodian reported
+00% 1 yr$23B 806 Brown Brothers & Harriman & 34% J.P. Morgan 24%
+00% 1 yr$23B 807 State Street 43% J.P. Morgan 42%
+00% 1 yr$23B 808 No custodian reported
+00% 1 yr$23B 809 Citi 100%
+00% 1 yr$23B 810 Seia Los Angeles, CA · 9,833 clients Wealth manager Hybrid Signature Estate Securities, LLC Schwab 73% Fidelity 27%
+00% 1 yr$23B 811 No custodian reported
+00% 1 yr$23B 812 TCV Menlo Park, CA · 34 clients Private fund adviser No custodian reported
+00% 1 yr$23B 813 No custodian reported
+00% 1 yr$22B 814 BNY 60% J.P. Morgan 40%
+00% 1 yr$22B 815 No custodian reported
+00% 1 yr$22B 816 State Street 53% HSBC Trinkaus & Burkhardt AG 47%
+00% 1 yr$22B 817 No custodian reported
+00% 1 yr$22B 818 No custodian reported
+00% 1 yr$22B 819 Northern Trust 45% BNY 37%
+00% 1 yr$22B 820 Fidelity 100%
+00% 1 yr$22B 821 Pershing 100%
+00% 1 yr$22B 822 No custodian reported
+00% 1 yr$22B 823 Fidelity 78% Vanguard 22%
+00% 1 yr$22B 824 No custodian reported
+00% 1 yr$22B 825 No custodian reported
+00% 1 yr$22B 826 No custodian reported
+00% 1 yr$22B 827 No custodian reported
+00% 1 yr$22B 828 Pershing 93%
+00% 1 yr$22B 829 BNY 55% J.P. Morgan 45%
+00% 1 yr$22B 830 No custodian reported
+00% 1 yr$21B 831 No custodian reported
+00% 1 yr$21B 832 No custodian reported
+00% 1 yr$21B 833 No custodian reported
+00% 1 yr$21B 834 Oppenheimer Asset Management New York, NY · 43,537 clients Wealth manager Public-company owned Hybrid Oppenheimer & Co. Inc., Oppenheimer Europe LTD Oppenheimer & Co. 100%
+00% 1 yr$21B 835 BNY 100%
+00% 1 yr$21B 836 MSD Partners, L.P. New York, NY · 77 clients Private fund adviser Hybrid BDT & MSD Europe S.a R.L., BDT & MSD Partners Europe Gmbh No custodian reported
+00% 1 yr$21B 837 BNP Paribas Trust Services Singapore Limited 37% Citi 35% State Street 28%
+00% 1 yr$21B 838 No custodian reported
+00% 1 yr$21B 839 BNY 62%
+00% 1 yr$21B 840 BNY 65%
+00% 1 yr$21B Previous 40 Page 21 of 431 Next 40