Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
881 No custodian reported
+00% 1 yr$20B 882 Caceis 100%
+00% 1 yr$20B 883 No custodian reported
+00% 1 yr$20B 884 No custodian reported
+00% 1 yr$20B 885 No custodian reported
+00% 1 yr$20B 886 No custodian reported
+00% 1 yr$19B 887 UBS 51% Citi 29%
+00% 1 yr$19B 888 No custodian reported
+00% 1 yr$19B 889
+00% 1 yr$19B 890 No custodian reported
+00% 1 yr$19B 891 Choreo, LLC Rockford, IL · 6,891 clients Wealth manager Hybrid Schwab 86%
+00% 1 yr$19B 892 No custodian reported
+00% 1 yr$19B 893 No custodian reported
+00% 1 yr$19B 894 RBC 77% Northern Trust 23%
+00% 1 yr$19B 895 No custodian reported
+00% 1 yr$19B 896 No custodian reported
+00% 1 yr$19B 897 No custodian reported
+00% 1 yr$19B 898 No custodian reported
+00% 1 yr$19B 899 Northern Trust 60% State Street 40%
+00% 1 yr$19B 900 Pershing 100%
+00% 1 yr$19B 901 No custodian reported
+00% 1 yr$19B 902 No custodian reported
+00% 1 yr$19B 903 Fidelity 100%
+00% 1 yr$19B 904 Fidelity Diversifying Solutions LLC Boston, MA · 35 clients Asset manager Affiliated broker-dealer Digital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity) BNY 51% State Street 38%
+00% 1 yr$19B 905 Goldman Sachs 57% J.P. Morgan 43%
+00% 1 yr$19B 906 RBC 73% CIBC Mellon 27%
+00% 1 yr$19B 907 State Street 48% American Trust Custody 26% Pershing 26%
+00% 1 yr$19B 908 PNC Bank 100%
+00% 1 yr$19B 909 BNY 100%
+00% 1 yr$19B 910 Citi 61% Morgan Stanley 39%
+00% 1 yr$19B 911 Stratos Wealth Partners, LTD Beachwood, OH · 25,391 clients Wealth manager Bank-affiliated Hybrid SEI Investments (south Africa) Limited, SEI Investments Distribution Co. LPL Financial 76% Fidelity 24%
+00% 1 yr$19B 912 Pgim Luxembourg S.A. Luxembourg, Luxembourg · 33 clients Private fund adviser Affiliated broker-dealer Pgim (hong Kong) LTD., Prudential Investment Management Services LLC No custodian reported
+00% 1 yr$19B 913 No custodian reported
+00% 1 yr$19B 914 No custodian reported
+00% 1 yr$19B 915 U.S. Bank 48% Citi 37%
+00% 1 yr$19B 916 Northern Trust 100%
+00% 1 yr$19B 917 No custodian reported
+00% 1 yr$19B 918 No custodian reported
+00% 1 yr$19B 919 AB Carval Investors, LP Minneapolis, MN · 69 clients Private fund adviser Affiliated broker-dealer Alliancebernstein Investments, Inc., Bernstein Autonomous Research LLP J.P. Morgan 51% Northern Trust 49%
+00% 1 yr$18B 920 Northern Trust 100%
+00% 1 yr$18B Previous 40 Page 23 of 431 Next 40