The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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1281
Pure Financial Advisors, LLCSan Diego, CA · 7,509 clientsWealth manager
Schwab 53%Fidelity 47%
$11B
1282
Asset Preservation Advisors, LLCAtlanta, GA · 3,029 clientsWealth managerHybrid
Schwab 36%Pershing 35%UBS 28%
$11B
1283
Adhesion Wealth Advisor SolutionsCharlotte, NC · 113 clientsAsset managerAffiliated broker-dealerAssetmark Brokerage, LLC
Schwab 75%Fidelity 25%
$11B
1284
UBS Asset Management Credit Investments Group (UK) LTDLondon (england), United Kingdom · 56 clientsPrivate fund adviserAffiliated broker-dealerCredit Suisse (UK) LTD, Credit Suisse International
No custodian reported
$11B
1285
Nicola Wealth Management LTD.Vancouver, Canada · 6,718 clientsWealth manager
National Bank Independent Network (nbin) 99%
$11B
1286
Neuberger Berman Asia LimitedHong Kong, Hong Kong · 28 clientsPrivate fund adviserHybridNeuberger Berman BD LLC
Citi 65%J.P. Morgan 35%
$11B
1287
Schroder Investment Management (japan) LimitedChiyoda-Ku, Tokyo, Japan · 100 clientsAsset managerAffiliated broker-dealerSchroder Fund Advisors LLC
The Master Trust Bank of Japan, LTD. 67%Custody Bank of Japan, LTD. 33%
$11B
1288
Ballyrock Investment Advisors LLCBoston, MA · 24 clientsPrivate fund adviserAffiliated broker-dealerDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
No custodian reported
$11B
1289
Morant Wright Management LimitedLondon, United Kingdom · 11 clientsPrivate fund adviser
No custodian reported
$11B
1290
Castle Hook Partners LPNew York, NY · 6 clientsPrivate fund adviser
Merrill / Bank of America 40%Goldman Sachs 34%Morgan Stanley 26%
$11B
1291
Redwood Capital Management, LLCNew York, NY · 13 clientsPrivate fund adviser
No custodian reported
$11B
1292
Morgan Stanley Investment Management CompanySingapore, Singapore · 26 clientsAsset managerAffiliated broker-dealerEaton Vance Distributors, Inc., Morgan Stanley Asia Limited
Citi 82%
$11B
1293
Fifth Third Securities, Inc.Cincinnati, OH · 47,014 clientsBroker-dealer firmHybridComerica Securities,inc.
Fidelity 100%
$11B
1294
Modern Wealth Management, LLCKansas City, MO · 11,934 clientsWealth managerHybrid
Schwab 81%
$11B
1295
Shepherd Kaplan Krochuk, LLCBoston, MA · 213 clientsAsset managerAffiliated broker-dealerPCF Capital Markets LLC
Northern Trust 100%
$11B
1296
RPA Financial, LLCSan Rafael, CA · 339 clientsAsset managerHybridHub International Investment Services Inc., TWD Securities, LLC
No custodian reported
$11B
1297
NGPDallas, TX · 17 clientsPrivate fund adviser
No custodian reported
$11B
1298
RealtermAnnapolis, MD · 16 clientsPrivate fund adviser
No custodian reported
$11B
1299
First Sentier Investors (singapore)Singapore, Singapore · 10 clientsPrivate fund adviserAffiliated broker-dealer
HSBC International Trust Limited 64%
$11B
1300
Hggc, LLCPalo Alto, CA · 26 clientsPrivate fund adviser
No custodian reported
$11B
1301
CAZ Investments L.P.Houston, TX · 103 clientsPrivate fund adviser
No custodian reported
$11B
1302
Loop Capital Asset ManagementMiami, FL · 90 clientsAsset managerHybridLoop Capital Markets LLC
No custodian reported
$11B
1303
Cbre Investment Management Listed Real Assets LLCRadnor, PA · 44 clientsAsset managerHybridCbre Capital Advisors, Inc.
J.P. Morgan 61%Citi 24%
$11B
1304
ACR Alpine Capital Research, LLCSt. Louis, MO · 7,171 clientsAsset managerHybrid
Schwab 51%Wells Fargo 28%
$11B
1305
Baron Capital Management, Inc.New York, NY · 125 clientsPrivate fund adviserHybridBaron Capital Management UK Limited, Baron Capital, Inc.
Wells Fargo 46%Jefferies 34%
$11B
1306
Black Diamond Capital ManagementSt. Thomas, VI · 38 clientsPrivate fund adviser
No custodian reported
$11B
1307
Antin Infrastructure Partners US Services LLCNew York, NY · 20 clientsPrivate fund adviser
No custodian reported
$11B
1308
Guardian Capital LPToronto, Ontario, Canada · 143 clientsPrivate fund adviserAffiliated broker-dealerWorldsource Wealth Management Inc.
CIBC Mellon Trust 74%RBC 26%
$11B
1309
Ferguson Wellman Capital Management, Inc.Portland, OR · 1,085 clientsWealth manager
Schwab 100%
$11B
1310
Plancorp, LLCSaint Louis, MO · 2,383 clientsWealth manager
Schwab 82%
$11B
1311
Rockwood Capital, LLCNew York, NY · 36 clientsPrivate fund adviser
No custodian reported
$11B
1312
Great Valley Advisor Group, LLCBerwyn, PA · 37,014 clientsWealth managerHybrid
LPL Financial 100%
$11B
1313
Advisory Services NetworkAtlanta, GA · 12,919 clientsWealth managerWrap sponsorHybrid
No custodian reported
$11B
1314
Trinity Street Asset Management LLPLondon, United Kingdom · 22 clientsPrivate fund adviser
Brown Brothers Harriman & Co 35%BNY 31%
$11B
1315
Magnitude Capital, LLCNew York, NY · 13 clientsPrivate fund adviser
No custodian reported
$11B
1316
Cooke & Bieler, L.P.Philadelphia, PA · 209 clientsAsset manager
State Street 43%Northern Trust 33%HSBC Trinkaus 24%
$11B
1317
Generation Investment Management US LLPSan Francisco, CA · 4 clientsPrivate fund adviser
BNY 51%State Street 24%
$11B
1318
Eldridge Structured Credit Advisers, LLCNew York, NY · 12 clientsAsset managerAffiliated broker-dealerJohnstone Brokerage Services, LLC, Security Distributors, LLC
State Street 100%
$11B
1319
Ruane Cunniff L.P.New York, NY · 1,213 clientsAsset managerHybrid
Pershing 67%BNY 33%
$11B
1320
Junto Capital Management LPNew York, NY · 4 clientsPrivate fund adviser
No custodian reported
$11B

The RIA database

RIAs by state

The RIA database

RIAs by state