The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

1481
Westport Capital Partners LLCDarien, CT · 37 clientsPrivate fund adviser
BNY 100%
$8.9B
1482
Johcm (USA) IncBoston, MA · 33 clientsAsset managerHybrid
Northern Trust 100%
$8.9B
1483
Hermes GPE LLPLondon, United Kingdom · 141 clientsAsset managerAffiliated broker-dealerFederated Securities Corp.
No custodian reported
$8.9B
1484
Axxcess Wealth Management, LLCCarlsbad, CA · 10,357 clientsWealth managerHybrid
LPL Financial 39%Schwab 36%Wells Fargo 25%
$8.9B
1485
Key Investment Services LLCBrooklyn, OH · 34,920 clientsBroker-dealer firmHybridKeybanc Capital Markets Inc.
Pershing 100%
$8.9B
1486
Snowden Capital Advisors LLCNew York, NY · 6,021 clientsWealth managerWrap sponsorHybridSnowden Account Services LLC, clears through Pershing
Pershing 100%
$8.9B
1487
Gradient Investments, LLCArden Hills, MN · 26,806 clientsWealth managerAffiliated broker-dealerGradient Securities, LLC
Schwab 100%
$8.8B
1488
Advent Capital Management, LLCNew York, NY · 421 clientsAsset manager
State Street 49%BNY 26%Northern Trust 25%
$8.8B
1489
Arkadios Wealth AdvisorsAtlanta, GA · 14,886 clientsWealth managerHybridArkadios Capital, LLC, Arkap Markets, LLC
Fidelity 84%
$8.8B
1490
Capital AnalystsFort Washington, PA · 15,840 clientsWealth managerHybridLincoln Investment Planning, LLC
Pershing 100%
$8.8B
1491
Hardman Johnston Global Advisors LLCStamford, CT · 263 clientsPrivate fund adviser
J.P. Morgan 42%Schwab 34%BNY 25%
$8.8B
1492
Robertson StephensSan Francisco, CA · 2,295 clientsWealth managerHybridRobertson Stephens Capital Markets, LLC
Schwab 53%Fidelity 47%
$8.8B
1493
TIAA Kaspick, LLCBoston, MA · 154 clientsAsset managerHybridNuveen Securities, LLC, Tiaa-Cref Individual & Institutional Services, LLC
Schwab 100%
$8.7B
1494
Hamlin Capital Management, LLCNew York, NY · 1,924 clientsAsset manager
National Financial Services 32%Schwab 27%Deutsche Bank 23%
$8.7B
1495
Mesa West CapitalLos Angeles, CA · 10 clientsPrivate fund adviserHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
No custodian reported
$8.7B
1496
Crosspoint Capital Partners, LPMenlo Park, CA · 14 clientsPrivate fund adviser
No custodian reported
$8.7B
1497
Sixth Street Lending Partners Advisers, LLCDallas, TX · 1 clientsAsset managerHybridSixth Street BD, LLC
No custodian reported
$8.7B
1498
Forum Financial Management, LPLombard, IL · 5,841 clientsWealth managerHybrid
Schwab 99%
$8.7B
1499
Ogam, LPHouston, TX · 27 clientsPrivate fund adviser
State Street 100%
$8.7B
1500
Millburn Ridgefield LLCNew York, NY · 9 clientsBroker-dealer firmHybridMillburn International (europe) LLP
No custodian reported
$8.7B
1501
Marcuard Family Office LTDZurich, Switzerland · 139 clientsWealth manager
Zurcher Kantonalbank 74%Bank Julius Baer & Co. AG, Zurich 26%
$8.7B
1502
FIL Investment AdvisorsPembroke, Bermuda · 11 clientsAsset manager
No custodian reported
$8.6B
1503
Tiff Investment ManagementRadnor, PA · 76 clientsPrivate fund adviserHybrid
No custodian reported
$8.6B
1504
Sagard Holdings Manager LPToronto, Ontario, Canada · 43 clientsPrivate fund adviserAffiliated broker-dealer
No custodian reported
$8.6B
1505
Wind Point PartnersChicago, IL · 15 clientsPrivate fund adviser
No custodian reported
$8.6B
1506
TD Private Client Wealth LLCNew York, NY · 25,685 clientsBroker-dealer firmHybridTD Financial Products LLC, TD Securities (USA) LLC, clears through Pershing
Pershing 100%
$8.6B
1507
Blue Torch Capital LPNew York, NY · 30 clientsPrivate fund adviser
No custodian reported
$8.6B
1508
Gresham Investment Management LLCNew York, NY · 23 clientsAsset manager
SG Americas Securities 100%
$8.6B
1509
Guided Choice Asset Management, Inc.Reno, NV · 84,744 clientsAsset manager
No custodian reported
$8.5B
1510
Blackstone Multi-Asset Advisors L.L.C.New York, NY · 10 clientsPrivate fund adviserHybridBlackstone Securities Partners L.P., Currencies Direct LTD
No custodian reported
$8.5B
1511
Vise AI AdvisorsNew York City, NY · 16,405 clientsWealth manager
Schwab 54%Fidelity 35%
$8.5B
1512
One Capital Management, LLCWestlake Village, CA · 3,535 clientsWealth manager
Schwab 66%National Bank Independent Network (nbin) 34%
$8.5B
1513
Northwest Capital Management Inc.Lake Oswego, OR · 203 clientsAsset managerAffiliated broker-dealerCWM, LLC, Carson Group Brokerage, LLC
Fidelity 64%
$8.5B
1514
Sagespring Wealth PartnersFranklin, TN · 11,623 clientsWealth managerHybrid
Fidelity 100%
$8.5B
1515
Horizon Investments LLCCharlotte, NC · 1,467 clientsAsset managerHybrid
Axos 68%
$8.5B
1516
Eldridge Credit Advisers, LLCNew York, NY · 36 clientsPrivate fund adviserAffiliated broker-dealerJohnstone Brokerage Services LLC, Security Distributors, LLC
UMB Bank 55%State Street 23%
$8.5B
1517
Midocean Credit PartnersNew York, NY · 40 clientsPrivate fund adviser
Northern Trust 100%
$8.5B
1518
BNY Mellon Securities CorporationNew York, NY · 3,734 clientsBroker-dealer firmHybridBNY Mellon Asset Management Canada LTD., BNY Mellon Capital Markets, LLC, clears through Pershing
Pershing 75%Morgan Stanley 25%
$8.4B
1519
Synovus Securities, Inc.Columbus, GA · 12,411 clientsBroker-dealer firmHybridPnfp Capital Markets, Inc., clears through Hilltop Securities
Fidelity 100%
$8.4B
1520
Douglas C. Lane & AssociatesNew York, NY · 1,144 clientsWealth managerAffiliated broker-dealer
Schwab 52%Fidelity Distributors Company 48%
$8.4B

The RIA database

RIAs by state

The RIA database

RIAs by state