The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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1801
First ReserveStamford, CT · 25 clientsPrivate fund adviser
No custodian reported
$6.3B
1802
Winshore Capital Partners LPNew York, NY · 2 clientsPrivate fund adviser
No custodian reported
$6.3B
1803
Grimes & CompanyWestborough, MA · 3,764 clientsWealth managerHybrid
Fidelity 59%Schwab 41%
$6.3B
1804
Landmark Management, LLCNew York, NY · 11 clientsAsset manager
Merrill / Bank of America 100%
$6.3B
1805
Brinley Partners, LPNew York, NY · 12 clientsPrivate fund adviser
No custodian reported
$6.3B
1806
Advisor Logistics, LLCBoerne, TX · 16 clientsAsset manager
Schwab 84%
$6.3B
1807
Stelac Advisory Services LLCNew York, NY · 101 clientsWealth manager
Citi 56%J.P. Morgan 44%
$6.3B
1808
Gem Realty CapitalChicago, IL · 25 clientsPrivate fund adviser
Northern Trust 100%
$6.3B
1809
Kovack Advisors, Inc.Ft. Lauderdale, FL · 13,293 clientsWealth managerHybridKovack Securities Inc.
Fidelity 70%Pershing 30%
$6.3B
1810
The Wealth Consulting GroupLas Vegas, NV · 12,940 clientsWealth managerWrap sponsorHybrid
LPL Financial 100%
$6.3B
1811
Nppg Plan Professionals, LLCShrewsbury, NJ · 64 clientsAsset manager
Principal Securities 49%Transamerica Capital 40%
$6.3B
1812
Kimmeridge Energy Management Company, LLCNew York, NY · 24 clientsPrivate fund adviser
No custodian reported
$6.3B
1813
J. Safra Asset Management CorporationNew York City, NY · 3,443 clientsWealth managerBank-affiliatedHybridSafra Securities LLC
BNY 79%
$6.3B
1814
Creativeone Wealth, LLCOverland Park, KS · 22,291 clientsWealth managerHybridCreativeone Securities, LLC
Schwab 81%
$6.3B
1815
Pinnacle Asset Management, L.P.New York, NY · 27 clientsPrivate fund adviser
No custodian reported
$6.2B
1816
Glenmede Investment Management, LPPhiladelphia, PA · 1,025 clientsAsset managerHybrid
No custodian reported
$6.2B
1817
Aurora Capital Partners Management VI L.P.Los Angeles, CA · 15 clientsPrivate fund adviser
No custodian reported
$6.2B
1818
Fairfield Realty Advisors LLCSan Diego, CA · 15 clientsPrivate fund adviser
No custodian reported
$6.2B
1819
Brightwood Capital Advisors, LLCNew York, NY · 40 clientsPrivate fund adviser
No custodian reported
$6.2B
1820
Investcorp Investment Advisers LLCNew York, NY · 54 clientsPrivate fund adviserHybridInvestcorp Asia Financial Services Private Limited, Investcorp Asset Advisory Services Limited
No custodian reported
$6.2B
1821
Beck, Mack & Oliver LLCNew York, NY · 1,628 clientsWealth manager
Schwab 49%Fidelity 33%
$6.2B
1822
Shepherd Financial Investment Advisory LLCCarmel, IN · 1,244 clientsAsset managerHybrid
SEI 100%
$6.2B
1823
BMO Asset Management Corp.Chicago, IL · 16 clientsPrivate fund adviserHybridBMO Capital Markets Corp., BMO Nesbitt Burns Securities LTD.
SEI 47%Brown Brothers Harriman Investments 27%
$6.2B
1824
Todd Asset Management LLCLouisville, KY · 71 clientsAsset manager
BNY 100%
$6.2B
1825
Antares Capital Credit Advisers LLCChicago, IL · 3 clientsAsset managerHybrid
No custodian reported
$6.2B
1826
Rivernorth Capital Management, LLCWest Palm Beach, FL · 32 clientsAsset managerHybrid
Fidelity 45%BNY 22%
$6.2B
1827
Riverwood Capital Management L.P.Menlo Park, CA · 14 clientsPrivate fund adviser
No custodian reported
$6.2B
1828
Tikehau Capital North America LLCNew York, NY · 34 clientsPrivate fund adviserHybrid
No custodian reported
$6.2B
1829
A Fin Management LLCSunny Isles Beach, FL · 6 clientsPrivate fund adviser
No custodian reported
$6.2B
1830
Freeman SpogliLos Angeles, CA · 7 clientsPrivate fund adviser
No custodian reported
$6.2B
1831
Pennantpark Investment Advisers, LLCMiami Beach, FL · 15 clientsAsset manager
No custodian reported
$6.2B
1832
Lotus Infrastructure Partners, LPGreenwich, CT · 28 clientsPrivate fund adviser
No custodian reported
$6.2B
1833
Primary Wave IP Investment Management LLCNew York, NY · 11 clientsPrivate fund adviser
No custodian reported
$6.1B
1834
Polen Capital Credit, LLCWaltham, MA · 44 clientsAsset managerHybrid
Northern Trust 62%
$6.1B
1835
Bell PartnersGreensboro, NC · 30 clientsPrivate fund adviserAffiliated broker-dealerAdvisors Asset Management, Inc., BGO Capital (canada) Inc.
No custodian reported
$6.1B
1836
Vision Ridge Partners, LLCBoulder, CO · 9 clientsPrivate fund adviser
No custodian reported
$6.1B
1837
BVF Partners L.P.San Francisco, CA · 5 clientsPrivate fund adviser
BNP Paribas Securities 91%
$6.1B
1838
SPCAnn Arbor, MI · 30,916 clientsWealth managerHybridParkland Securities, LLC, Sigma Financial Corporation, clears through National Financial Services (Fidelity)
Fidelity 100%
$6.1B
1839
EJF Capital LPArlington, VA · 140 clientsPrivate fund adviser
No custodian reported
$6.1B
1840
LM Capital Group, LLCSan Diego, CA · 36 clientsAsset manager
Northern Trust 53%State Street 28%
$6.1B

The RIA database

RIAs by state

The RIA database

RIAs by state