The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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3361
Vanbarton Group LLCNew York, NY · 9 clientsPrivate fund adviser
No custodian reported
$2.3B
3362
Asset Value Investors LimitedLondon, United Kingdom · 9 clientsPrivate fund adviser
State Street 100%
$2.3B
3363
Grant Tani Barash & Altman, LLCBeverly Hills, CA · 226 clientsWealth managerAffiliated broker-dealerHightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan
No custodian reported
$2.3B
3364
Moneco AdvisorsFairfield, CT · 2,812 clientsWealth managerHybrid
LPL Financial 76%
$2.3B
3365
Sound View Wealth Advisors Group, LLCSavannah, GA · 950 clientsWealth managerHybrid
Schwab 87%
$2.3B
3366
Gateway Wealth Partners, LLCAppleton, WI · 7,382 clientsWealth managerWrap sponsorHybrid
LPL Financial 75%Assetmark 25%
$2.3B
3367
Traphagen Financial GroupOradell, NJ · 2,038 clientsWealth manager
No custodian reported
$2.3B
3368
Arroyo Energy Investment Partners LLCSpring, TX · 12 clientsPrivate fund adviser
No custodian reported
$2.3B
3369
Stonebridge Financial Group, LLCWormleysburg, PA · 1,457 clientsWealth managerHybrid
Schwab 100%
$2.3B
3370
JDL AdvisersNewport Beach, CA · 7,943 clientsWealth managerHybridJDL Securities Corporation
Capital Client Group 61%Schwab 39%
$2.3B
3371
YHB Investment Advisors IncWest Hartford, CT · 1,182 clientsWealth manager
Pershing 53%Schwab 47%
$2.3B
3372
Vestor Capital, LLCChicago, IL · 1,288 clientsWealth managerAffiliated broker-dealer
Schwab 77%Fidelity 23%
$2.3B
3373
DW Partners, LPNew York, NY · 21 clientsPrivate fund adviser
No custodian reported
$2.3B
3374
Beaird HarrisDallas, TX · 800 clientsWealth manager
Schwab 63%Fidelity 37%
$2.3B
3375
Waratah Capital Advisors LTD.Toronto, Ontario, Canada · 29 clientsPrivate fund adviser
Scusa 47%Goldman Sachs 40%
$2.3B
3376
Coliseum Capital Management, LLCRowayton, CT · 6 clientsPrivate fund adviser
Goldman Sachs 100%
$2.3B
3377
Focused Wealth Management, Inc.Newburgh, NY · 2,333 clientsWealth managerWrap sponsorHybrid
Schwab 100%
$2.3B
3378
Sandton Capital Partners, LPNew York, NY · 22 clientsPrivate fund adviser
No custodian reported
$2.3B
3379
Access Holdings Management Company LLCBaltimore, MD · 27 clientsPrivate fund adviser
No custodian reported
$2.3B
3380
Sather Financial Group, Inc.Victoria, TX · 482 clientsWealth manager
Schwab 100%
$2.3B
3381
Cramer Rosenthal McGlynn LLCStamford, CT · 282 clientsAsset managerHybrid
Northern Trust 100%
$2.3B
3382
California Financial AdvisorsSan Ramon, CA · 1,525 clientsWealth manager
Schwab 100%
$2.3B
3383
Emerald Investment Advisers, LLCLeola, PA · 185 clientsAsset manager
Fidelity 69%FIS Brokerage & Securities Services 31%
$2.3B
3384
Waterloo CapitalAustin, TX · 2,797 clientsBroker-dealer firmHybrid
Schwab 58%Fidelity Distributors Company 42%
$2.3B
3385
Rubicon Founders, LLCNashville, TN · 15 clientsPrivate fund adviser
No custodian reported
$2.3B
3386
Beirne.Darien, CT · 473 clientsAsset manager
Fidelity 100%
$2.3B
3387
Excellere PartnersDenver, CO · 5 clientsPrivate fund adviser
No custodian reported
$2.3B
3388
Logos Global Management, L.P.San Francisco, CA · 8 clientsPrivate fund adviser
No custodian reported
$2.3B
3389
Rather & Kittrell, Inc.Knoxville, TN · 1,110 clientsWealth manager
Fidelity 100%
$2.3B
3390
M Square Investimentos Ltda.Sao Paulo, Brazil · 34 clientsPrivate fund adviser
Citco Bank and Trust Company Limited 61%
$2.3B
3391
APC Asset Development I, LPNewport Beach, CA · 6 clientsPrivate fund adviserHybrid
No custodian reported
$2.3B
3392
Pacific Income Advisers IncEl Segundo, CA · 2,673 clientsAsset managerHybridSyndicated Capital, Inc.
Morgan Stanley 59%Wells Fargo 41%
$2.2B
3393
Cornerstone AdvisoryHunt Valley, MD · 854 clientsWealth manager
Schwab 100%
$2.2B
3394
Teng YUE Partners, L.P.New York, NY · 5 clientsPrivate fund adviser
No custodian reported
$2.2B
3395
Hidden Harbor Capital Management, L.P.Boca Raton, FL · 9 clientsPrivate fund adviser
No custodian reported
$2.2B
3396
Avalor Investment AGZurich, Switzerland · 522 clientsWealth manager
Bank Julius BAR 49%Credit Suisse 27%UBS 24%
$2.2B
3397
Twelve Points Wealth ManagementConcord, MA · 821 clientsAsset managerAffiliated broker-dealerTwelve Points Capital LLC
Schwab 70%Fidelity 30%
$2.2B
3398
Browning West LPLos Angeles, CA · 8 clientsPrivate fund adviser
No custodian reported
$2.2B
3399
Troluce Capital Advisors LLCDorado, PR · 7 clientsPrivate fund adviser
Jefferies 100%
$2.2B
3400
BSW Wealth PartnersBoulder, CO · 501 clientsWealth manager
Schwab 81%
$2.2B

The RIA database

RIAs by state

The RIA database

RIAs by state