Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
10447 Schwab 100%
+00% $284M 10449 Schwab 100%
+00% $284M 10450 Schwab 100%
+00% $284M 10452 Schwab 100%
+00% $284M 10456 Schwab 100%
+00% $284M 10458 LPL Financial 100%
+00% $284M 10460 Schwab 100%
+00% $284M 10462 ZOE Financial, Inc. New York, NY · 1,689 clients Wrap sponsor Hybrid ZOE Securities LLC, clears through Apex Clearing Apex Fintech 100%
+00% $283M 10463 Schwab 100%
+00% $283M 10464 Schwab 87%
+00% $283M 10465 Schwab 86%
+00% $283M 10466 Pershing 100%
+00% $283M 10467 Schwab 100%
+00% $283M 10468 Morgan Stanley 34% Merrill / Bank of America 28% UBS 24%
+00% $283M 10470 Fidelity 86%
+00% $283M 10471 Pershing 100%
+00% $283M 10473 SEI 100%
+00% $283M 10474 Schwab 100%
+00% $283M 10475 Schwab 100%
+00% $283M 10477 Fidelity 100%
+00% $283M 10482 Assetmark Brokerage 100%
+00% $282M 10483 Pershing 100%
+00% $282M 10484 Schwab 100%
+00% $282M 10486 Fidelity 53% J.P. Morgan 24% Schwab 23%
+00% $282M 10487 Schwab 100%
+00% $282M 10488 Schwab 100%
+00% $282M 10489 No custodian reported
+00% $282M 10490 Fidelity 44% Schwab 42%
+00% $282M 10491 Schwab 0%
+00% $282M 10492 No custodian reported
+00% $282M 10493 Schwab 100%
+00% $282M 10494 Fidelity 98%
+00% $282M 10496 Schwab 100%
+00% $282M 10498 Schwab 100%
+00% $282M 10499 Interactive Brokers 63% Schwab 37%
+00% $282M 10500 LPL Financial 92%
+00% $282M 10504 Schwab 100%
+00% $281M 10505 Schwab 100%
+00% $281M 10506 Schwab 100%
+00% $281M 10507 Fidelity 100%
+00% $281M Previous 40 Page 115 of 223 Next 40