Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
10745 Schwab 100%
+00% $268M 10748 Fidelity 100%
+00% $267M 10749 Schwab 100%
+00% $267M 10750 Schwab 100%
+00% $267M 10751 Schwab 100%
+00% $267M 10753 Schwab 75% First Hawaiian Bank 25%
+00% $267M 10754 Schwab 90%
+00% $267M 10756 WIN Advisors, Inc Palm Beach Gardens, FL · 1,941 clients Hybrid Abacus Investments, Inc., GWN Securities Inc., clears through Hilltop Securities Pershing 100%
+00% $267M 10757 Schwab 100%
+00% $267M 10761 Schwab 100%
+00% $267M 10762 Fidelity 100%
+00% $266M 10764 Raymond James 100%
+00% $266M 10765 Schwab 100%
+00% $266M 10766 Fidelity 100%
+00% $266M 10770 Schwab 100%
+00% $266M 10773 SEI 51% Schwab 49%
+00% $265M 10774 Fidelity 100%
+00% $265M 10775 Schwab 100%
+00% $265M 10777 Schwab 100%
+00% $265M 10779 Schwab 100%
+00% $265M 10780 Schwab 100%
+00% $265M 10782 Schwab 100%
+00% $265M 10783 Schwab 100%
+00% $265M 10788 Fidelity 99%
+00% $265M 10789 Altruist 90%
+00% $265M 10790 Schwab 100%
+00% $265M 10791 Fidelity 100%
+00% $265M 10792 Raymond James 100%
+00% $265M 10793 Schwab 100%
+00% $265M 10794 Schwab 100%
+00% $265M 10798 Schwab 100%
+00% $264M 10799 Schwab 100%
+00% $264M 10800 SEI 100%
+00% $264M 10801 Raymond James 100%
+00% $264M 10803 No custodian reported
+00% $264M 10805 Schwab 100%
+00% $264M 10806 Schwab 100%
+00% $264M 10807 Pershing 100%
+00% $263M 10808 Schwab 100%
+00% $263M 10809 Schwab 100%
+00% $263M Previous 40 Page 120 of 223 Next 40