Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
11947 Schwab 93%
+00% $213M 11948 No custodian reported
+00% $212M 11949 Bank Vontobel AG 53% DZ Privatbank (schweiz) AG 27%
+00% $212M 11950 Schwab 84%
+00% $212M 11951 Schwab 100%
+00% $212M 11952 Schwab 100%
+00% $212M 11954 Schwab 95%
+00% $212M 11955 Schwab 100%
+00% $212M 11956 Schwab 100%
+00% $212M 11957 Schwab 100%
+00% $212M 11958 LPL Financial 91%
+00% $212M 11961 LPL Financial 86%
+00% $212M 11962 Schwab 53% Pershing 47%
+00% $212M 11963 SEI 100%
+00% $212M 11964 Fidelity 100%
+00% $212M 11965 Raymond James 100%
+00% $212M 11966 Schwab 100%
+00% $211M 11967 Fidelity 100%
+00% $211M 11968 Schwab 100%
+00% $211M 11970 Pershing 100%
+00% $211M 11971 Fidelity 75% Schwab 25%
+00% $211M 11973 Schwab 100%
+00% $211M 11975 Schwab 100%
+00% $211M 11976 Schwab 50% Guggenheim Investments 50%
+00% $211M 11977 Schwab 52% Fidelity 48%
+00% $211M 11978 No custodian reported
+00% $211M 11979 BNY 42% Schwab 32%
+00% $211M 11980 Pershing 100%
+00% $211M 11981 Schwab 100%
+00% $211M 11982 Schwab 100%
+00% $211M 11983 Fidelity 99%
+00% $211M 11984 Schwab 95%
+00% $211M 11985 TradePMR / Robinhood 100%
+00% $211M 11986 RBC 100%
+00% $211M 11987 Schwab 100%
+00% $211M 11988 Raymond James 72%
+00% $211M 11989 Fidelity 100%
+00% $211M 11992 Schwab 100%
+00% $210M 11994 Fidelity 96%
+00% $210M 11996 Schwab 100%
+00% $210M Previous 40 Page 141 of 223 Next 40