Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
12050 Fidelity 100%
+00% $208M 12053 Schwab 99%
+00% $208M 12054 Schwab 100%
+00% $208M 12055 DWP Grosse Pointe Farms, MI · 136 clients Schwab 73% Comerica Bank 27%
+00% $208M 12057 Axos 100%
+00% $208M 12059 Schwab 100%
+00% $208M 12060 Fidelity 100%
+00% $208M 12061 Schwab 100%
+00% $208M 12062 SEI 92%
+00% $208M 12063 No custodian reported
+00% $208M 12064 Schwab 56% J.P. Morgan 22% Morgan Stanley 22%
+00% $208M 12065 Schwab 62% Capital Client Group 38%
+00% $207M 12066 Schwab 100%
+00% $207M 12067 Schwab 100%
+00% $207M 12068 No custodian reported
+00% $207M 12069 Schwab 100%
+00% $207M 12070 Fidelity 100%
+00% $207M 12072 No custodian reported
+00% $207M 12073 Schwab 100%
+00% $207M 12074 Schwab 100%
+00% $207M 12075 Schwab 100%
+00% $207M 12077 Schwab 100%
+00% $207M 12080 Raymond James 100%
+00% $207M 12081 Schwab 100%
+00% $207M 12082 Schwab 100%
+00% $207M 12084 Stonex Financial 100%
+00% $207M 12085 Schwab 100%
+00% $207M 12086 Schwab 55% Fidelity 45%
+00% $206M 12088 Schwab 100%
+00% $206M 12090 Schwab 100%
+00% $206M 12093 Interactive Brokers 53% Axos 47%
+00% $206M 12094 Schwab 98%
+00% $206M 12095 Fidelity 100%
+00% $206M 12096 Schwab 100%
+00% $206M 12097 Fidelity 100%
+00% $206M 12098 Schwab 100%
+00% $206M 12103 Schwab 100%
+00% $206M 12104 Schwab 100%
+00% $206M 12105 Pershing 87%
+00% $205M 12106 Schwab 98%
+00% $205M Previous 40 Page 143 of 223 Next 40