Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
12408 Schwab 100%
+00% $193M 12409 Fidelity 100%
+00% $193M 12410 Schwab 100%
+00% $193M 12412 Schwab 83%
+00% $193M 12413 Schwab 100%
+00% $193M 12416 Schwab 68% SEI 32%
+00% $193M 12417 Numa Miami, FL · 60 clients Interactive Brokers 47% J.P. Morgan 31% BTG Pactual US Capital 22%
+00% $193M 12418 Schwab 100%
+00% $193M 12421 Schwab 100%
+00% $193M 12422 Schwab 100%
+00% $193M 12424 Schwab 100%
+00% $193M 12425 Schwab 100%
+00% $193M 12426 Fidelity 100%
+00% $193M 12427 No custodian reported
+00% $193M 12428 Schwab 100%
+00% $192M 12429 No custodian reported
+00% $192M 12430 Fidelity 69% Schwab 31%
+00% $192M 12431 Fidelity 66% Schwab 25%
+00% $192M 12432 Schwab 86%
+00% $192M 12435 Fidelity Distributors Company 100%
+00% $192M 12436 Fidelity 100%
+00% $192M 12437 Fidelity 100%
+00% $192M 12438 Schwab 100%
+00% $192M 12439 Schwab 100%
+00% $192M 12440 Schwab 100%
+00% $192M 12441 Schwab 100%
+00% $192M 12442 SEI 100%
+00% $192M 12443 Schwab 62% Fidelity 38%
+00% $192M 12444 Raymond James 100%
+00% $192M 12445 Schwab 100%
+00% $192M 12446 Schwab 100%
+00% $192M 12447 Raymond James 78%
+00% $192M 12448 J.P. Morgan 33% Schwab 29%
+00% $192M 12450 Schwab 86%
+00% $192M 12451 SEI 88%
+00% $192M 12453 Fidelity 100%
+00% $192M 12454 Pershing 100%
+00% $192M 12456 Schwab 100%
+00% $191M 12457 No custodian reported
+00% $191M 12458 Schwab 100%
+00% $191M Previous 40 Page 149 of 223 Next 40