Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
12684 Schwab 100%
+00% $183M 12685 Assetmark Trust 100%
+00% $183M 12686 Schwab 100%
+00% $183M 12687 Schwab 100%
+00% $183M 12689 Fidelity 100%
+00% $183M 12690 First Clearing 100%
+00% $183M 12691 Schwab 100%
+00% $183M 12692 Pershing 86%
+00% $183M 12693 Schwab 100%
+00% $183M 12694 Schwab 100%
+00% $183M 12695 Fidelity 100%
+00% $183M 12696 Schwab 100%
+00% $183M 12697 Raymond James 100%
+00% $183M 12698 Schwab 100%
+00% $183M 12699 Schwab 100%
+00% $183M 12700 Schwab 100%
+00% $183M 12701 Schwab 100%
+00% $183M 12702 Schwab 100%
+00% $183M 12703 LPL Financial 100%
+00% $183M 12704 Pershing 100%
+00% $183M 12705 Fidelity 100%
+00% $183M 12706 Schwab 100%
+00% $182M 12707 Schwab 100%
+00% $182M 12708 Fidelity 84%
+00% $182M 12710 Schwab 70% Fidelity 30%
+00% $182M 12711 Righthand Capital, LLC West Newton, MA · 118 clients Affiliated broker-dealer Purshe Kaplan Sterling Investments, Inc., clears through National Financial Services (Fidelity) Schwab 100%
+00% $182M 12712 Schwab 90%
+00% $182M 12713 Schwab 100%
+00% $182M 12716 Interactive Brokers 100%
+00% $182M 12717 Schwab 95%
+00% $182M 12718 Schwab 100%
+00% $182M 12719 Fidelity 100%
+00% $182M 12720 Schwab 100%
+00% $182M 12721 Schwab 100%
+00% $182M 12722 Schwab 100%
+00% $182M 12724 Schwab 100%
+00% $182M 12725 Schwab 52% Fidelity 48%
+00% $182M 12727 Schwab 100%
+00% $182M 12730 No custodian reported
+00% $182M 12731 Schwab 100%
+00% $182M Previous 40 Page 154 of 223 Next 40