Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
13634 Schwab 91%
+00% $151M 13636 Schwab 100%
+00% $151M 13637 Schwab 100%
+00% $151M 13639 Schwab 100%
+00% $151M 13640 Schwab 97%
+00% $151M 13641 Fidelity Distributors Company 100%
+00% $151M 13642 No custodian reported
+00% $151M 13643 Schwab 100%
+00% $151M 13645 Schwab 100%
+00% $151M 13646 Schwab 63% Goldman Sachs 37%
+00% $151M 13647 Schwab 100%
+00% $151M 13648 Schwab 77% Fidelity 23%
+00% $151M 13649 Schwab 100%
+00% $151M 13650 Schwab 100%
+00% $151M 13651 No custodian reported
+00% $151M 13652 Schwab 62% Altruist 38%
+00% $151M 13653 Fidelity 100%
+00% $151M 13654 Schwab 99%
+00% $151M 13656 Schwab 100%
+00% $151M 13657 Schwab 100%
+00% $151M 13658 Schwab 69% Fidelity 31%
+00% $151M 13659 Schwab 100%
+00% $151M 13660 Fidelity 100%
+00% $151M 13661 Schwab 100%
+00% $151M 13662 Axos Invest, Inc Las Vegas, NV · 6,792 clients Bank-affiliated Hybrid Axos Clearing LLC, Axos Invest LLC, clears through Axos Clearing Axos 100%
+00% $151M 13664 Schwab 100%
+00% $151M 13665 Pershing 100%
+00% $151M 13666 Fidelity 72% Schwab 28%
+00% $151M 13667 Schwab 100%
+00% $151M 13668 Schwab 100%
+00% $151M 13669 Schwab 100%
+00% $151M 13670 Fidelity 66% Schwab 34%
+00% $150M 13671 Schwab 100%
+00% $150M 13672 Schwab 100%
+00% $150M 13674 Schwab 87%
+00% $150M 13675 LPL Financial 91%
+00% $150M 13676 Interactive Brokers 100%
+00% $150M 13677 Fidelity 78%
+00% $150M 13678 Schwab 100%
+00% $150M 13679 No custodian reported
+00% $150M Previous 40 Page 172 of 223 Next 40