Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
15861 Schwab 100%
+00% $54M 15863 Altruist 100%
+00% $53M 15865 Schwab 47% J.P. Morgan 37%
+00% $53M 15869 UBS 100%
+00% $53M 15871 Schwab 99%
+00% $53M 15872 Pershing 67% Exeter Trust 33%
+00% $52M 15874 Schwab 100%
+00% $52M 15875 Qapital Invest, LLC New York, NY · 38,446 clients Hybrid Lightspeed Financial Services Group LLC, Wedbush & Co., LLC, clears through Interactive Brokers, Wedbush Apex Fintech 89%
+00% $52M 15876 No custodian reported
+00% $52M 15879 No custodian reported
+00% $52M 15882 Schwab 100%
+00% $52M 15883 Apex Fintech 100%
+00% $52M 15884 Schwab 100%
+00% $52M 15887 No custodian reported
+00% $51M 15888 UBS 86%
+00% $51M 15889 Schwab 100%
+00% $51M 15891 Fidelity 100%
+00% $51M 15892 Schwab 100%
+00% $51M 15893 Schwab 100%
+00% $51M 15896 Schwab 98%
+00% $51M 15900 Schwab 73% Axos 27%
+00% $50M 15902 Pershing 100%
+00% $50M 15907 No custodian reported
+00% $50M 15908 Goldman Sachs 39% Morgan Stanley 33% Schwab 27%
+00% $50M 15913 Interactive Brokers 100%
+00% $49M 15914 Webull Advisors LLC St Petersburg, FL · 28,867 clients Wrap sponsor Hybrid Webull Financial LLC, Webull Securities Limited Webull Financial 100%
+00% $49M 15915 Novia Global Limited 72% Dentons Pension Management LTD 28%
+00% $49M 15916 LPL Financial 100%
+00% $49M 15917 Schwab 61% Pershing 39%
+00% $49M 15918 Schwab 100%
+00% $49M 15920 No custodian reported
+00% $48M 15921 Interactive Brokers 100%
+00% $48M 15922 Schwab 72% J.P. Morgan 28%
+00% $48M 15923 No custodian reported
+00% $48M 15924 Fidelity 100%
+00% $48M 15925 Interactive Brokers 100%
+00% $48M 15926 Bank Vontobel AG 55% DZ Privatbank (schweiz) AG 44%
+00% $48M 15928 Interactive Brokers 100%
+00% $48M 15931 No custodian reported
+00% $47M 15932 Morgan Stanley 71% Stonex Financial 29%
+00% $47M Previous 40 Page 214 of 223 Next 40