Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
16144 Schwab 100%
+00% $27M 16145 Schwab 100%
+00% $27M 16146 Schwab 92%
+00% $27M 16147 Schwab 100%
+00% $27M 16152 Altruist 63% Pershing 37%
+00% $27M 16153 Schwab 100%
+00% $27M 16154 Pershing 89%
+00% $27M 16156 Morgan Stanley 100%
+00% $27M 16157 Alpaca Securities 100%
+00% $27M 16159 Interactive Brokers 100%
+00% $27M 16160 Schwab 100%
+00% $26M 16161 Apex Fintech 100%
+00% $26M 16162 Alpaca Securities 100%
+00% $26M 16163 Morgan Stanley 82%
+00% $26M 16164 Nexadvisors, LLC Dallas, TX · 6 clients Bank-affiliated Affiliated broker-dealer Nexbank Securities Inc, Nexpoint Securities, Inc. Pershing 74% Axos 24%
+00% $26M 16166 First Global North Harrow, Middx, United Kingdom · 746 clients Affiliated broker-dealer First Global Stockbroking PVT. LTD. Interactive Brokers 100%
+00% $26M 16168 Schwab 100%
+00% $26M 16170 No custodian reported
+00% $26M 16171 No custodian reported
+00% $26M 16172 Schwab 100%
+00% $26M 16173 Schwab 63% Interactive Brokers 37%
+00% $26M 16177 Apex Fintech 100%
+00% $25M 16179 No custodian reported
+00% $25M 16180 Schwab 100%
+00% $25M 16181 Altruist 100%
+00% $25M 16185 No custodian reported
+00% $24M 16186 Fidelity 100%
+00% $24M 16187 Schwab 95%
+00% $24M 16188 Interactive Brokers 100%
+00% $24M 16190 Interactive Brokers 100%
+00% $23M 16192 Albert Investments, LLC Santa Barbara, CA · 209,650 clients Wrap sponsor Hybrid Albert Securities, LLC, clears through Apex Clearing Apex Fintech 100%
+00% $23M 16193 Schwab 100%
+00% $23M 16194 Schwab 62% American Funds & Trusts Incorporated 38%
+00% $22M 16197 TradePMR / Robinhood 93%
+00% $22M 16205 No custodian reported
+00% $21M 16207 Altruist 100%
+00% $21M 16209 Fidelity 100%
+00% $20M 16210 Schwab 100%
+00% $20M 16211 Schwab 100%
+00% $20M 16214 Apex Fintech 100%
+00% $20M Previous 40 Page 218 of 223 Next 40