Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
5156 Schwab 100%
+00% $1.1B 5157 Schwab 100%
+00% $1.1B 5158 Schwab 100%
+00% $1.1B 5161 Fidelity 100%
+00% $1.1B 5162 Schwab 100%
+00% $1.1B 5164 Schwab 100%
+00% $1.1B 5166 Schwab 100%
+00% $1.1B 5167 Schwab 100%
+00% $1.1B 5168 Schwab 73% Fidelity 27%
+00% $1.1B 5169 Schwab 100%
+00% $1.1B 5171 Schwab 100%
+00% $1.1B 5172 TradePMR / Robinhood 100%
+00% $1.1B 5174 Schwab 100%
+00% $1.1B 5176 Schwab 100%
+00% $1.1B 5177 Fidelity Distributors Company 59% Fifth Third Bank 25%
+00% $1.1B 5179 Nbin 100%
+00% $1.1B 5184 Schwab 100%
+00% $1.1B 5187 Schwab 100%
+00% $1.1B 5188 Pershing 47% Schwab 40%
+00% $1.1B 5190 Pershing 65% Merrill / Bank of America 22%
+00% $1.1B 5191 Fidelity 63% Schwab 37%
+00% $1.1B 5193 Wells Fargo 100%
+00% $1.1B 5194 Schwab 100%
+00% $1.1B 5196 Fidelity Distributors Company 67% Schwab 29%
+00% $1.1B 5197 Evelyn Partners Asset Management Limited London, United Kingdom · 466 clients Bank-affiliated Affiliated broker-dealer Evelyn Partners Investment Management Services Limited, Evelyn Partners Investment Services Limited Pershing 68% Northern Trust 24%
+00% $1.1B 5199 Wells Fargo 100%
+00% $1.1B 5200 LPL Financial 58% Schwab 42%
+00% $1.1B 5202 Schwab 100%
+00% $1.1B 5205 Schwab 100%
+00% $1.1B 5207 Fidelity 100%
+00% $1.1B 5208 Raymond James 100%
+00% $1.1B 5209 Schwab 100%
+00% $1.1B 5210 Schwab 100%
+00% $1.1B 5211 Fidelity 47% Pershing 30% UBS 24%
+00% $1.1B 5216 Schwab 100%
+00% $1.1B 5218 Schwab 100%
+00% $1.1B 5222 Fidelity 100%
+00% $1.1B 5223 Schwab 100%
+00% $1.1B 5224 Schwab 100%
+00% $1.1B 5232 Fidelity 100%
+00% $1.1B Previous 40 Page 37 of 223 Next 40