Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
5501 Schwab 100%
+00% $958M 5502 Schwab 86%
+00% $958M 5508 Fidelity 100%
+00% $956M 5513 Hdfc Bank 100%
+00% $955M 5515 Schwab 100%
+00% $954M 5518 Schwab 84%
+00% $953M 5520 Schwab 100%
+00% $952M 5521 Vanguard 100%
+00% $952M 5523 Schwab 100%
+00% $952M 5524 Schwab 100%
+00% $952M 5525 Schwab 52% Fidelity 48%
+00% $950M 5526 Schwab 100%
+00% $950M 5532 Schwab 100%
+00% $949M 5533 Schwab 100%
+00% $949M 5534 Schwab 66%
+00% $947M 5536 Schwab 100%
+00% $946M 5537 Schwab 80%
+00% $946M 5538 No custodian reported
+00% $945M 5542 Schwab 100%
+00% $943M 5543 Schwab 76% Northern Trust 24%
+00% $943M 5545 Fidelity 100%
+00% $942M 5546 Schwab 100%
+00% $942M 5547 Schwab 74% Empower Financial Services 26%
+00% $942M 5548 Fidelity 50% Schwab 50%
+00% $941M 5550 Schwab 100%
+00% $941M 5551 Schwab 100%
+00% $940M 5553 Schwab 100%
+00% $940M 5555 Schwab 80%
+00% $939M 5556 Fidelity 100%
+00% $938M 5561 Raymond James 100%
+00% $937M 5564 Schwab 77% J.P. Morgan 23%
+00% $935M 5566 Schwab 100%
+00% $935M 5568 Raymond James 76% Schwab 24%
+00% $935M 5571 Schwab 100%
+00% $934M 5572 Schwab 100%
+00% $934M 5573 Axos 100%
+00% $933M 5575 Schwab 81%
+00% $933M 5578 Lsia Bloomfield Hills, MI · 193 clients Schwab 100%
+00% $932M 5579 Bank J. Safra Sarasin LTD. 100%
+00% $932M 5580 Schwab 100%
+00% $932M Previous 40 Page 41 of 223 Next 40