Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileSEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
8602 Schwab 100%
+00% 1 yr$417M 8603 Schwab 100%
+00% 1 yr$417M 8605 Pershing 100%
+00% 1 yr$416M 8607 Schwab 68% Lincoln Financial Investment Services 32%
+00% 1 yr$416M 8609 Pershing 100%
+00% 1 yr$416M 8610 Fidelity 58% Schwab 42%
+00% 1 yr$416M 8611 Fidelity 100%
+00% 1 yr$416M 8612 Schwab 100%
+00% 1 yr$416M 8613 No custodian reported
+00% 1 yr$416M 8615 Schwab 100%
+00% 1 yr$416M 8617 Interactive Brokers 87%
+00% 1 yr$416M 8618 Schwab 70%
+00% 1 yr$415M 8620 LPL Financial 100%
+00% 1 yr$415M 8621 Schwab 100%
+00% 1 yr$415M 8622 Schwab 100%
+00% 1 yr$415M 8625 Wells Fargo 100%
+00% 1 yr$415M 8629 Schwab 100%
+00% 1 yr$415M 8630 Schwab 100%
+00% 1 yr$414M 8631 Tiaa-Cref Individual & Institutional Services 51% LPL Financial 49%
+00% 1 yr$414M 8632 Schwab 100%
+00% 1 yr$414M 8633 Schwab 100%
+00% 1 yr$414M 8634 Schwab 63% Merrill / Bank of America 32%
+00% 1 yr$414M 8635 Wells Fargo 100%
+00% 1 yr$414M 8637 Fidelity 76% Schwab 24%
+00% 1 yr$414M 8638 Fidelity 84%
+00% 1 yr$414M 8639 Pershing 100%
+00% 1 yr$413M 8641 Schwab 100%
+00% 1 yr$413M 8642 Schwab 46% LPL Financial 29% Fidelity 25%
+00% 1 yr$413M 8645 Fidelity 100%
+00% 1 yr$413M 8646 Schwab 87%
+00% 1 yr$412M 8648 Pershing 100%
+00% 1 yr$412M 8650 Schwab 100%
+00% 1 yr$412M 8651 LPL Financial 100%
+00% 1 yr$412M 8652 Schwab 100%
+00% 1 yr$412M 8654 Schwab 100%
+00% 1 yr$412M 8656 Schwab 100%
+00% 1 yr$412M 8657 Fidelity 84%
+00% 1 yr$412M 8658 Schwab 100%
+00% 1 yr$412M 8660 Schwab 100%
+00% 1 yr$412M 8662 Schwab 100%
+00% 1 yr$411M Previous 40 Page 85 of 223 Next 40