Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileSEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
8718 Fidelity 100%
+00% 1 yr$406M 8719 Fidelity 53% Schwab 47%
+00% 1 yr$406M 8720 Schwab 100%
+00% 1 yr$406M 8721 Raymond James 100%
+00% 1 yr$406M 8725 LPL Financial 100%
+00% 1 yr$405M 8726 Schwab 100%
+00% 1 yr$405M 8729 Schwab 100%
+00% 1 yr$405M 8731 Pershing 100%
+00% 1 yr$405M 8732 Schwab 100%
+00% 1 yr$405M 8734 Fidelity 100%
+00% 1 yr$405M 8737 Schwab 77% Fidelity Distributors Company 23%
+00% 1 yr$404M 8738 Fidelity 70% Schwab 30%
+00% 1 yr$404M 8739 Fidelity 100%
+00% 1 yr$404M 8740 Fidelity 94%
+00% 1 yr$404M 8741 Schwab 100%
+00% 1 yr$404M 8744 Wells Fargo 100%
+00% 1 yr$404M 8745 Schwab 100%
+00% 1 yr$404M 8746 Fidelity Distributors Company 100%
+00% 1 yr$404M 8748 Schwab 75% Fidelity 25%
+00% 1 yr$404M 8749 Schwab 100%
+00% 1 yr$404M 8750 Schwab 100%
+00% 1 yr$404M 8751 Schwab 100%
+00% 1 yr$404M 8752 Fidelity 100%
+00% 1 yr$404M 8753 Schwab 100%
+00% 1 yr$404M 8754 Schwab 91%
+00% 1 yr$403M 8755 Fidelity 100%
+00% 1 yr$403M 8756 Schwab 100%
+00% 1 yr$403M 8757 Schwab 100%
+00% 1 yr$403M 8758 Fidelity Distributors Company 100%
+00% 1 yr$403M 8759 Pershing 100%
+00% 1 yr$403M 8760 Schwab 100%
+00% 1 yr$403M 8761 Schwab 51% Fidelity 49%
+00% 1 yr$403M 8763 Schwab 100%
+00% 1 yr$403M 8764 Schwab 100%
+00% 1 yr$403M 8769 Schwab 100%
+00% 1 yr$402M 8777 Schwab 100%
+00% 1 yr$401M 8778 Raymond James 100%
+00% 1 yr$401M 8779 Raymond James 100%
+00% 1 yr$401M 8780 Schwab 53% Fidelity 47%
+00% 1 yr$401M 8782 Schwab 77% Fidelity 23%
+00% 1 yr$401M Previous 40 Page 87 of 223 Next 40