Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
201 No custodian reported
+00% 1 yr$139B 202 Northern Trust 100%
+00% 1 yr$139B 203 Pershing 53% Fidelity 47%
+00% 1 yr$139B 204 BNY 100%
+00% 1 yr$137B 205 State Street 48% BNY 41%
+00% 1 yr$136B 206 Northern Trust 39% BNY 32% State Street 29%
+00% 1 yr$136B 207 Rathbones Liverpool, United Kingdom · 150,885 clients Wealth manager Rathbone Nominees Limited 37% Allfunds Bank SAU London Branch 35% BNY 28%
+00% 1 yr$135B 208 Goldman Sachs & Co. LLC New York, NY · 46,268 clients Broker-dealer firm Hybrid Folio Investments, Inc., Goldman Sachs (asia) Finance Goldman Sachs 100%
+00% 1 yr$134B 209 BNY 100%
+00% 1 yr$133B 210 State Street 50% Brighthouse Life Insurance 47%
+00% 1 yr$133B 211 No custodian reported
+00% 1 yr$131B 212 BNY 41% Northern Trust 37%
+00% 1 yr$131B 213 State Street 37% J.P. Morgan 23% HSBC Bank PLC 23%
+00% 1 yr$130B 214 State Street 100%
+00% 1 yr$129B 215 No custodian reported
+00% 1 yr$129B 216 Van ECK Associates Corp. New York, NY · 145 clients Asset manager Hybrid Van ECK Securities Corporation, Vaneck (europe) Gmbh J.P. Morgan 55% BNY 45%
+00% 1 yr$126B 217 Mariner Overland Park, KS · 55,512 clients Wealth manager Hybrid Msec, LLC, W G Securities, LLC, clears through National Financial Services (Fidelity) Schwab 57% Fidelity 43%
+00% 1 yr$125B 218 No custodian reported
+00% 1 yr$125B 219 U.S. Bank 57% Fidelity 43%
+00% 1 yr$124B 220 Northern Trust 65% Wells Fargo 35%
+00% 1 yr$124B 221 J.P. Morgan 83%
+00% 1 yr$124B 222 Schwab 71% Fidelity 29%
+00% 1 yr$122B 223 State Street 52% J.P. Morgan 25% Private Banking - Investment 23%
+00% 1 yr$122B 224 Citi 100%
+00% 1 yr$122B 225 BNY 100%
+00% 1 yr$121B 226 Merrill / Bank of America 64% Morgan Stanley 22%
+00% 1 yr$121B 227 Lazard Asset Management LLC New York, NY · 5,110 clients Asset manager Hybrid Lazard Asset Management (canada) Securities, ULC, Lazard Asset Management Securities LLC, clears through Pershing State Street 32% BNY 26%
+00% 1 yr$121B 228 No custodian reported
+00% 1 yr$118B 229 Fidelity 86%
+00% 1 yr$118B 230 Merrill / Bank of America 43% Morgan Stanley 37%
+00% 1 yr$117B 231 Icici Asset Management Mumbai, Maharashtra, India · 28,296 clients Private fund adviser Affiliated broker-dealer Icici Bank Limited, Icici Securities LTD. Icici Bank Limited 100%
+00% 1 yr$117B 232 Boston Partners Boston, MA · 6,982 clients Asset manager Hybrid Boston Partners Securities, L.L.C. BNY 53% Northern Trust 47%
+00% 1 yr$116B 233 TPG Angelo Gordon New York, NY · 366 clients Private fund adviser Hybrid Angelo, Gordon Hong Kong Limited, TPG Angelo, Gordon International LLC U.S. Bank 53% BNY 33%
+00% 1 yr$116B 234 Fidelity 100%
+00% 1 yr$116B 235 No custodian reported
+00% 1 yr$114B 236 Northern Trust 38% State Street 26%
+00% 1 yr$114B 237 BNY 55% U.S. Bank 23%
+00% 1 yr$112B 238 Pgim Quantitative Solutions Newark, NJ · 117 clients Asset manager Affiliated broker-dealer Pruco Securities, LLC, Prudential Annuities Distributors, Inc State Street 56%
+00% 1 yr$111B 239 No custodian reported
+00% 1 yr$110B 240 Pathstone Englewood, NJ · 2,244 clients Wealth manager Schwab 57% Fidelity 25%
+00% 1 yr$110B Previous 40 Page 6 of 431 Next 40