Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
241 No custodian reported
+00% 1 yr$110B 242 Harris | Oakmark Chicago, IL · 2,320 clients Asset manager Hybrid Harris Associates Securities L.P., Natixis Distribution, LLC Pershing 64% Northern Trust 36%
+00% 1 yr$109B 243 No custodian reported
+00% 1 yr$109B 244 Natixis Advisors, LLC Boston, MA · 115,562 clients Wealth manager Bank-affiliated Hybrid Loomis Sayles Distributors, L.P., Natixis Distribution, LLC Edward Jones 100%
+00% 1 yr$109B 245 No custodian reported
+00% 1 yr$108B 246 Royal Bank of Canada (channel Islands Limited 100%
+00% 1 yr$107B 247 J.P. Morgan 61% BNY 39%
+00% 1 yr$107B 248 Conning, Inc. Hartford, CT · 161 clients Asset manager Hybrid Conning Asia Pacific Limited (hong Kong), Conning Asset Management LTD. (UK) J.P. Morgan 50% State Street 32%
+00% 1 yr$107B 249 No custodian reported
+00% 1 yr$107B 250 No custodian reported
+00% 1 yr$106B 251 No custodian reported
+00% 1 yr$106B 252 Principal Real Estate DES Moines, IA · 681 clients Asset manager Affiliated broker-dealer Equity FC, LTD., Principal Funds Distributor, Inc., clears through National Financial Services (Fidelity) Wells Fargo 100%
+00% 1 yr$106B 253 U.S. Bank 100%
+00% 1 yr$105B 254 J.P. Morgan 40% U.S. Bank 39%
+00% 1 yr$104B 255 BNY 39% State Street 32%
+00% 1 yr$104B 256 U.S. Bank 55% UMB Bank 24%
+00% 1 yr$104B 257 State Street 100%
+00% 1 yr$102B 258 BNY 32% Citi 23%
+00% 1 yr$102B 259 BNY 100%
+00% 1 yr$101B 260 No custodian reported
+00% 1 yr$101B 261 No custodian reported
+00% 1 yr$100B 262 Fidelity 100%
+00% 1 yr$100B 263 Brookfield Renewable Energy Group LLC Toronto, Ontario, Canada · 125 clients Private fund adviser Hybrid Brookfield Advisors (hong Kong) Limited, Brookfield Australia Funds Management Limited No custodian reported
+00% 1 yr$99B 264 BNY 41% Northern Trust 23%
+00% 1 yr$98B 265 No custodian reported
+00% 1 yr$98B 266 Ares Capital Management LLC LOS Angeles, CA · 46 clients Asset manager Hybrid Ares Management Capital Markets LLC, Aspida Financial Distributors, LLC State Street 70% BNY 30%
+00% 1 yr$98B 267 Schwab 50% U.S. Bank 35%
+00% 1 yr$98B 268 Eaton Vance Management Boston, MA · 3,826 clients Asset manager Hybrid Eaton Vance Distributors, Inc., Eaton Vance Management (international) Limited BNY 53% State Street 47%
+00% 1 yr$97B 269 J.P. Morgan 100%
+00% 1 yr$97B 270 No custodian reported
+00% 1 yr$96B 271 No custodian reported
+00% 1 yr$96B 272 GCM Grosvenor L.P. Chicago, IL · 394 clients Private fund adviser Hybrid GCM Investments Japan K.K., GRV Securities LLC No custodian reported
+00% 1 yr$95B 273 No custodian reported
+00% 1 yr$95B 274 Citi 76%
+00% 1 yr$94B 275 PPM America Inc Chicago, IL · 46 clients Asset manager Hybrid Jackson National Life Distributors LLC BNY 68%
+00% 1 yr$94B 276 BNY 100%
+00% 1 yr$93B 277 Northern Trust 39% BNY 38%
+00% 1 yr$93B 278 No custodian reported
+00% 1 yr$93B 279 BNY 55% U.S. Bank 45%
+00% 1 yr$92B 280 No custodian reported
+00% 1 yr$92B Previous 40 Page 7 of 431 Next 40