The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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401
Rafferty Asset Management, LLCNew York, NY · 133 clientsAsset managerHybrid
No custodian reported
$55B
402
TA AssociatesBoston, MA · 29 clientsPrivate fund adviser
No custodian reported
$55B
403
Beacon Pointe Advisors, LLCNewport Beach, CA · 29,929 clientsWealth managerHybrid
Fidelity 100%
$55B
404
Thornburg Investment Management IncSanta FE, NM · 635 clientsAsset managerHybridThornburg Investment Management (asia) LTD, Thornburg Securities LLC
Sumitomo Mitsui Trust (hong Kong) Limited 35%RBC 34%
$54B
405
Breckinridge Capital Advisors IncBoston, MA · 18,447 clientsWealth manager
Fidelity 56%Schwab 44%
$54B
406
Pinestone Asset Management Inc.Montreal, Quebec, Canada · 95 clientsPrivate fund adviser
State Street 53%BNY 29%
$54B
407
Veritas Capital Fund Management, L.L.C.New York, NY · 35 clientsPrivate fund adviserHybridVeritas Capital Securities L.L.C.
No custodian reported
$54B
408
SB Investment Advisers (US) Inc.Menlo Park, CA · 1 clientsPrivate fund adviser
No custodian reported
$53B
409
First Sentier InvestorsBarangaroo, NSW, Australia · 98 clientsAsset managerAffiliated broker-dealer
Northern Trust 100%
$53B
410
Missionsquare InvestmentsWashington, DC · 1 clientsPrivate fund adviserHybridIcma-Rc Services, LLC
J.P. Morgan 100%
$53B
411
Gw&k Investment Management, LLCBoston, MA · 48,710 clientsWealth managerPublic-company ownedHybridAMG Distributors, Inc.
Merrill / Bank of America 53%Schwab 47%
$53B
412
Sculptor Capital LPNew York, NY · 98 clientsPrivate fund adviser
U.S. Bank 100%
$53B
413
Aegon Asset Management UK PLCEdinburgh, United Kingdom · 52 clientsAsset managerAffiliated broker-dealerTransamerica Capital, LLC
Citi 100%
$53B
414
Catalyst Strategic SolutionsPlano, TX · 80 clientsAsset managerHybridCU Investment Solutions LLC
J.P. Morgan 100%
$52B
415
Walleye Capital LLCWayzata, MN · 10 clientsPrivate fund adviserHybridWalleye Trading LLC
No custodian reported
$52B
416
MAI Capital Management, LLCCleveland, OH · 16,261 clientsWealth managerHybrid
Fidelity 52%Schwab 48%
$52B
417
Farallon Capital Management, L.L.C.SAN Francisco, CA · 66 clientsPrivate fund adviser
No custodian reported
$52B
418
Vest Financial LLCMcLean, VA · 180 clientsAsset managerHybridFirst Trust Japan GK, First Trust Portfolios Asia PTE. LTD.
No custodian reported
$52B
419
Virtus Investment Advisers, LLCHartford, CT · 106 clientsAsset managerAffiliated broker-dealerVP Distributors, LLC
No custodian reported
$52B
420
Blackstone Liquid Credit Advisors I LLCNew York, NY · 56 clientsAsset managerHybridASK Investment Managers LTD., Blackstone Securities Partners L.P.
BNY 50%
$52B
421
BDT Capital PartnersChicago, IL · 45 clientsPrivate fund adviserHybridBDT & MSD Europe S.a R.L., BDT & MSD Partners Europe Gmbh
Impactassets 100%
$52B
422
Genstar CapitalSAN Francisco, CA · 30 clientsPrivate fund adviser
No custodian reported
$51B
423
PNC Capital Advisors LLCBaltimore, MD · 238 clientsAsset managerHybridPNC Capital Markets LLC, PNC Wealth Management
PNC Bank 100%
$51B
424
CWM, LLCOmaha, NE · 52,669 clientsWealth managerHybridCarson Group Brokerage, LLC, Northwest Capital Management Inc
Schwab 70%Fidelity 30%
$51B
425
Moneta Group Investment Advisors, LLCSt. Louis, MO · 9,163 clientsWealth manager
Schwab 71%Commerce Trust 29%
$51B
426
Partners Capital Investment Group, LLPBoston, MA · 886 clientsAsset manager
Schwab 100%
$51B
427
Thrive CapitalNew York, NY · 54 clientsPrivate fund adviser
No custodian reported
$50B
428
Mesirow Financial Investment Management, Inc.Chicago, IL · 90,291 clientsAsset managerHybridMesirow Financial, Inc., clears through National Financial Services (Fidelity), Pershing
Fidelity 100%
$50B
429
Holocene Advisors, LPNew York, NY · 7 clientsPrivate fund adviser
No custodian reported
$50B
430
Cbre Investment Management Indirect LimitedLondon, United Kingdom · 76 clientsAsset managerAffiliated broker-dealerCbre Capital Advisors, Inc.
Alter Domus 56%Northern Trust 44%
$50B
431
Segal Marco AdvisorsNew York, NY · 129 clientsAsset manager
No custodian reported
$50B
432
Lightspeed Venture PartnersMenlo Park, CA · 51 clientsPrivate fund adviser
No custodian reported
$50B
433
Vestmark Advisory Solutions, Inc.Wakefield, MA · 84,069 clientsWealth managerWrap sponsor
UBS 40%Schwab 23%
$50B
434
AE Wealth Management, LLCTopeka, KS · 128,073 clientsWealth managerWrap sponsorHybridAE Financial Services, LLC, Madison Avenue Securities, LLC, clears through National Financial Services (Fidelity)
Fidelity 59%Schwab 41%
$50B
435
Crescent Capital Group LPLOS Angeles, CA · 184 clientsPrivate fund adviserHybridAdvisors Asset Management, Inc., BGO Capital (canada) Inc.
BNY 71%
$50B
436
ICG Investments IncNew York, NY · 115 clientsPrivate fund adviser
U.S. Bank 62%J.P. Morgan 38%
$50B
437
Mondrian Investment Partners LimitedLondon, United Kingdom · 136 clientsAsset manager
BNY 35%J.P. Morgan 24%Northern Trust 22%
$49B
438
Bridge Investment GroupSandy, UT · 188 clientsPrivate fund adviserHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
No custodian reported
$49B
439
Macquarie Infrastructure PartnersNew York, NY · 65 clientsPrivate fund adviserHybridMacquarie Agricultural Funds Management Limited, Macquarie Asset Management Europe S.a R.L.
No custodian reported
$49B
440
Invesco Management S.A.Luxembourg, Luxembourg · 95 clientsAsset managerAffiliated broker-dealerInvesco Capital Markets, Inc., Invesco Distributors, Inc.
HSBC Bank PLC 61%J.P. Morgan 39%
$49B

The RIA database

RIAs by state

The RIA database

RIAs by state