Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
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361 BNY 100%
+00% 1 yr$67B 362 Walter Scott & Partners Limited Edinburgh, United Kingdom · 171 clients Asset manager Hybrid BNY Mellon Asset Management Canada Limited, BNY Mellon Capital Markets, LLC, clears through Pershing BNY 55% Northern Trust 23%
+00% 1 yr$67B 363 HSBC Bank 62% DZ Privatbank S.A. 24%
+00% 1 yr$66B 364 J.P. Morgan 64% BNY 36%
+00% 1 yr$66B 365 No custodian reported
+00% 1 yr$66B 366 Northern Trust 39% State Street 34% BNY 27%
+00% 1 yr$66B 367 State Street 37% BNY 35% Northern Trust 27%
+00% 1 yr$65B 368 BNY 100%
+00% 1 yr$65B 369 No custodian reported
+00% 1 yr$65B 370 Orion Portfolio Solutions, LLC Omaha, NE · 187,975 clients Wealth manager Wrap sponsor Hybrid Brinker Capital Securities, LLC, clears through National Financial Services (Fidelity) Fidelity 51% Schwab 49%
+00% 1 yr$65B 371 GLG Partners LP London, United Kingdom · 84 clients Private fund adviser Affiliated broker-dealer MAN Investments Inc. No custodian reported
+00% 1 yr$65B 372 Fidelity 100%
+00% 1 yr$64B 373 Computershare Trust Company 100%
+00% 1 yr$64B 374 State Street 54% Northern Trust 46%
+00% 1 yr$63B 375 State Street 53% Northern Trust 29%
+00% 1 yr$62B 376 CVC Credit Partners, LLC New York, NY · 121 clients Private fund adviser Hybrid CVC Capital Markets S.a R.L., CVC Funding, LLC No custodian reported
+00% 1 yr$62B 377 Morgan Stanley 100%
+00% 1 yr$61B 378 Fidelity 54% Schwab 32%
+00% 1 yr$61B 379 Eagle Asset Management Inc St. Petersburg, FL · 79,272 clients Asset manager Hybrid Carillon Fund Distributors, Inc., Raymond James & Associates, Inc. No custodian reported
+00% 1 yr$61B 380 No custodian reported
+00% 1 yr$60B 381 State Street 75% J.P. Morgan 25%
+00% 1 yr$60B 382 BNP Paribas, New York Branch 54% BNP Paribas Securities Services 46%
+00% 1 yr$60B 383 BNY 100%
+00% 1 yr$60B 384 Voya Investments, LLC Scottsdale, AZ · 107 clients Asset manager Hybrid Voya Financial Advisors, Inc., Voya Financial Partners, LLC No custodian reported
+00% 1 yr$59B 385 No custodian reported
+00% 1 yr$59B 386 BNY 46% Northern Trust 29% State Street 25%
+00% 1 yr$59B 387 State Street 48% Northern Trust 27% BNY 26%
+00% 1 yr$59B 388 No custodian reported
+00% 1 yr$59B 389 State Street 37% J.P. Morgan 30%
+00% 1 yr$58B 390 BNY 73% J.P. Morgan 27%
+00% 1 yr$58B 391 LPL Financial 88%
+00% 1 yr$58B 392 Alpinvest US Holdings, LLC New York, NY · 136 clients Private fund adviser Hybrid Carlyle Japan Equity Management L.L.C., TCG Capital Markets L.L.C. No custodian reported
+00% 1 yr$58B 393 MAN Solutions Limited London, United Kingdom · 102 clients Private fund adviser Affiliated broker-dealer MAN Investments Inc. No custodian reported
+00% 1 yr$58B 394 Brown Brothers Harriman & 59% Northern Trust 27%
+00% 1 yr$57B 395 Fidelity 100%
+00% 1 yr$57B 396 No custodian reported
+00% 1 yr$56B 397 USI Advisors Glastonbury, CT · 1,353 clients Asset manager Hybrid USI Securities, Inc. Fidelity 42% Schwab 39%
+00% 1 yr$56B 398 Citigroup Global Markets Inc. New York, NY · 59,829 clients Broker-dealer firm Hybrid Bank Handlowy W Warszawie S.A. (poland), Citi Mexico Casa De Bolsa, S.A. De C.v., Grupo Financiero Citi Mexico Pershing 83%
+00% 1 yr$56B 399 J.P. Morgan 76%
+00% 1 yr$56B 400 Schwab 83%
+00% 1 yr$56B Previous 40 Page 10 of 431 Next 40