The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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641
Knights of Columbus Asset Advisors LLCNew Haven, CT · 6,094 clientsAsset managerHybrid
BNY 89%
$31B
642
40/86 Advisors, Inc.Carmel, IN · 13 clientsAsset managerAffiliated broker-dealerBankers Life Securities, Inc.
Northern Trust 100%
$30B
643
Marathon Asset Management, L.P.New York, NY · 137 clientsPrivate fund adviser
BNY 37%
$30B
644
Affinius Capital LLCSAN Antonio, TX · 111 clientsPrivate fund adviser
No custodian reported
$30B
645
Paloma Partners Management CompanyGreenwich, CT · 3 clientsPrivate fund adviser
No custodian reported
$30B
646
PNC Wealth ManagementPittsburgh, PA · 164,105 clientsBroker-dealer firmHybridHarris Williams LLC, Harris Williams Primary Fund Placement LLC
Fidelity 100%
$30B
647
&partnersNashville, TN · 62,194 clientsBroker-dealer firmHybrid
Fidelity 100%
$30B
648
Fuller & Thaler Asset Management IncSAN Mateo, CA · 6,124 clientsAsset manager
Morgan Stanley 48%UBS 26%Northern Trust 26%
$30B
649
Innovator Capital Management, LLCWheaton, IL · 1 clientsAsset managerHybrid
No custodian reported
$30B
650
PSG Equity L.L.C.Boston, MA · 56 clientsPrivate fund adviserAffiliated broker-dealerZ Square Partners Consulting Co., LTD.
No custodian reported
$30B
651
HB WealthAtlanta, GA · 5,459 clientsWealth manager
Schwab 88%
$30B
652
Onex Credit Partners, LLCEnglewood Cliffs, NJ · 81 clientsPrivate fund adviser
CIBC Mellon 98%
$30B
653
Davis Selected Advisers LPTucson, AZ · 109 clientsAsset managerHybridDavis Distributors, LLC
No custodian reported
$30B
654
BTG Pactual Asset Management US , LLCNew York, NY · 616 clientsPrivate fund adviserHybridBTG Pactual Argentina S.A.U., BTG Pactual Capital S.A. De C.V. Sofom, clears through Pershing
CF Secured 88%
$30B
655
Gotham Asset Management, LLCNew York, NY · 289 clientsAsset managerHybrid
Merrill / Bank of America 43%Pershing 31%Morgan Stanley 26%
$30B
656
Advanced Capital GroupMinneapolis, MN · 366 clientsAsset managerAffiliated broker-dealerAlera Securities LLC
Schwab 95%
$30B
657
Apollo Credit Management, LLCNew York, NY · 8 clientsAsset managerHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
No custodian reported
$30B
658
Waverly Advisors, LLCBirmingham, AL · 13,689 clientsWealth managerBank-affiliated
Schwab 77%Fidelity 23%
$30B
659
Westfield Capital Management Company, L.P.Boston, MA · 9,391 clientsAsset manager
Northern Trust 41%State Street 29%BNY 29%
$30B
660
Beach Point Capital Management LPSanta Monica, CA · 75 clientsPrivate fund adviser
State Street 67%BNY 33%
$30B
661
ETF ArchitectNewtown Square, PA · 222 clientsAsset manager
Interactive Brokers 100%
$30B
662
Jpmorgan Alternative Asset ManagementNew York, NY · 329 clientsPrivate fund adviserHybridJ.P. Morgan Institutional Investments Inc., J.P. Morgan Securities LLC
J.P. Morgan 70%Northern Trust 30%
$30B
663
Epoch Investment Partners, Inc.New York, NY · 757 clientsAsset managerAffiliated broker-dealerTD Financial Products LLC, TD Private Client Wealth LLC, clears through Pershing
CIBC Mellon 49%
$30B
664
Franklin Templeton Institutional, LLCNew York, NY · 113 clientsAsset managerHybridClarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited
BNY 44%State Street 40%
$30B
665
Diamond Hill Capital Management, LLCColumbus, OH · 3,192 clientsAsset managerHybrid
Goldman Sachs 32%State Street 23%J.P. Morgan 23%
$29B
666
Life Cycle Investment Partners LimitedLondon, United Kingdom · 27 clientsAsset manager
State Street 100%
$29B
667
Invesco Senior Secured Management, Inc.New York, NY · 51 clientsAsset managerHybridInvesco Capital Markets, Inc., Invesco Distributors, Inc.
State Street 30%Euroclear 28%U.S. Bank 23%
$29B
668
Voleon Capital Management LPBerkeley, CA · 22 clientsPrivate fund adviserAffiliated broker-dealerVoleon Securities Markets LLC
J.P. Morgan 100%
$29B
669
Cornerstone PartnersCharlottesville, VA · 22 clientsAsset managerAffiliated broker-dealer
Northern Trust 100%
$29B
670
Neuberger Berman Singapore PTE. LimitedSingapore, Singapore · 58 clientsPrivate fund adviserAffiliated broker-dealerNeuberger Berman BD LLC
Northern Trust 39%BNY 32%J.P. Morgan 29%
$29B
671
Valic Financial Advisors, Inc.Houston, TX · 293,026 clientsBroker-dealer firmHybridCorebridge Capital Services, Inc.
The Variable Annuity Life Insurance 40%Fidelity 37%Valic Trust Company 23%
$29B
672
Partners Group (USA) Inc.New York, NY · 58 clientsAsset managerHybrid
No custodian reported
$29B
673
Wafra Inc.New York, NY · 106 clientsPrivate fund adviser
Royal Bank of Canada (CI) LTD 100%
$29B
674
Addenda CapitalMontreal, Quebec, Canada · 336 clientsAsset managerAffiliated broker-dealerCo-Operators Financial Investment Services Inc.
CIBC Mellon Trust 85%
$29B
675
Ameritas Investment Partners, Inc.Lincoln, NE · 2,513 clientsAsset managerHybridAmeritas Investment Company, LLC, clears through National Financial Services (Fidelity)
J.P. Morgan 100%
$29B
676
Berkshire Partners LLCBoston, MA · 37 clientsPrivate fund adviser
No custodian reported
$29B
677
DBX Advisors LLCNew York, NY · 1 clientsAsset managerHybridDWS Distributors, Inc., Deutsche Bank AG
No custodian reported
$29B
678
Quantum Capital GroupHouston, TX · 71 clientsPrivate fund adviser
No custodian reported
$29B
679
Diameter Capital Partners LPNew York, NY · 44 clientsPrivate fund adviser
No custodian reported
$29B
680
Third Point LLCNew York, NY · 65 clientsPrivate fund adviser
BNY 100%
$29B

The RIA database

RIAs by state

The RIA database

RIAs by state