The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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681
Winslow Capital Management LLCMinneapolis, MN · 1,882 clientsAsset managerAffiliated broker-dealerNuveen Securities, LLC
State Street 63%Northern Trust 37%
$29B
682
Atlanta CapitalAtlanta, GA · 9,277 clientsAsset managerAffiliated broker-dealerEaton Vance Distributors, Inc., Morgan Stanley Asia Limited
BNY 46%Northern Trust 29%State Street 25%
$29B
683
HPS Advisors, LLCNew York, NY · 2 clientsAsset managerHybridHPS Securities, LLC
No custodian reported
$29B
684
First Sentier Investors (ireland) LimitedDublin 2, Ireland · 21 clientsPrivate fund adviserAffiliated broker-dealer
No custodian reported
$28B
685
Rothschild and Co Wealth Management UK LimitedLondon, United Kingdom · 4,430 clientsPrivate fund adviser
Rothschild & Co Bank International Limited 100%
$28B
686
Sage Advisory Services LTD CoAustin, TX · 14,363 clientsAsset manager
Morgan Stanley 65%Northern Trust 35%
$28B
687
Silvercrest Asset Management Group LLCNew York, NY · 1,205 clientsWealth managerPublic-company owned
Schwab 52%Pershing 48%
$28B
688
Benefit Street Partners L.L.C.New York, NY · 74 clientsPrivate fund adviserHybridFranklin Distributors, LLC
No custodian reported
$28B
689
Pretium Residential Credit Management, LLCNew York, NY · 36 clientsPrivate fund adviserHybridPretium Securities, LLC
U.S. Bancorp Investments 79%
$28B
690
Baker Brothers InvestmentsNew York, NY · 2 clientsPrivate fund adviser
No custodian reported
$28B
691
Axiom InvestorsGreenwich, CT · 70 clientsPrivate fund adviser
State Street 66%
$28B
692
Jacobs Levy Equity ManagementFlorham Park, NJ · 75 clientsAsset manager
State Street 78%Northern Trust 22%
$28B
693
Arini Capital Management US LLCNew York, NY · 15 clientsPrivate fund adviser
No custodian reported
$28B
694
Anchorage Capital Advisors, L.P.New York, NY · 116 clientsPrivate fund adviser
BNY 69%Goldman Sachs 31%
$28B
695
The Palisades Group, LLCAustin, TX · 5 clientsAsset manager
Computershare Trust Company 100%
$28B
696
Towerbrook Capital PartnersNew York, NY · 62 clientsPrivate fund adviserHybridTowerbrook Financial, L.P.
No custodian reported
$28B
697
Bregal Investments, Inc.New York, NY · 44 clientsPrivate fund adviserAffiliated broker-dealerBregal Sagemount Credit Solutions GP LLC, Bregal Sagemount Credit Solutions O General Partner Limited
No custodian reported
$28B
698
AAMChicago, IL · 123 clientsAsset managerAffiliated broker-dealerSecurian Financial Services, Inc.
U.S. Bank 69%BNY 31%
$27B
699
The Baldwin Group Wealth Advisors, LLCTampa, FL · 2,134 clientsAsset managerHybridThe Baldwin Group Securities, LLC
LPL Financial 79%
$27B
700
Kirkoswald Asset Management LLCNew York, NY · 33 clientsPrivate fund adviser
No custodian reported
$27B
701
Hrtg GPE, LLCWilson, WY · 22 clientsPrivate fund adviser
No custodian reported
$27B
702
Smartx Advisory SolutionsWest Palm Beach, FL · 61 clientsAsset managerHybridHedgeco Securities, LLC
Schwab 84%
$27B
703
Colchester Global InvestorsLondon, United Kingdom · 78 clientsPrivate fund adviser
State Street 31%HSBC Bank PLC 31%Northern Trust 23%
$27B
704
Plante Moran Financial AdvisorsSouthfield, MI · 4,009 clientsWealth managerHybridP & M Corporate Finance, LLC, Plante Moran Insurance Agency Services, LLC
No custodian reported
$27B
705
Aristotle Pacific Capital, LLCNewport Beach, CA · 15 clientsAsset managerHybrid
BNY 82%
$27B
706
Aquarian Holdings Investment Management LLCNew York, NY · 16 clientsAsset manager
BNY 43%U.S. Bank 25%
$27B
707
Wellth Advisory Services, LLC3,887 clientsAsset managerHybrid
Principal Securities 59%Empower Financial Services 41%
$27B
708
Alpha Wave Global, LPMiami, FL · 23 clientsPrivate fund adviser
No custodian reported
$27B
709
Brown Advisory LTD.London, United Kingdom · 986 clientsAsset manager
SEI 58%BNY 42%
$27B
710
Arax Advisory PartnersNew York, NY · 15,662 clientsWealth managerHybridUsca Securities LLC, clears through National Financial Services (Fidelity)
Fidelity 58%Schwab 32%
$27B
711
Arcline Investment Management LPNashville, TN · 15 clientsPrivate fund adviser
No custodian reported
$26B
712
Allstate Investment Management CompanyChicago, IL · 97 clientsAsset manager
BNY 100%
$26B
713
Summit Financial, LLCParsippany, NJ · 18,393 clientsWealth managerWrap sponsorHybridLS Securities, LLC
Fidelity 60%Schwab 23%
$26B
714
CFI PartnersChicago, IL · 6 clientsAsset manager
BNY 100%
$26B
715
Invesco Hong Kong LimitedHong Kong, China · 77 clientsAsset managerAffiliated broker-dealerInvesco Capital Markets, Inc., Invesco Distributors, Inc.
Bank Consortium Trust Company Limited 100%
$26B
716
Summit Rock Advisors, LPNew York, NY · 72 clientsPrivate fund adviser
Sanford C. Bernstein & Co. 51%Schwab 49%
$26B
717
Fred Alger Management, LLCNew York, NY · 3,068 clientsAsset managerHybridAlger Management, (singapore) PTE. LTD., Alger Management, LTD
J.P. Morgan 53%Northern Trust 47%
$26B
718
Driehaus Capital Management LLCChicago, IL · 90 clientsAsset managerHybrid
BNY 62%State Street 25%
$26B
719
1919 Investment Counsel, LLCBaltimore, MD · 5,169 clientsWealth managerBank-affiliatedAffiliated broker-dealerEaton Partners (UK) LLP, Keefe, Bruyette & Woods, Inc., clears through Stifel
Schwab 35%Fidelity 33%
$26B
720
MDT Advisers, A Division of Federated Mdta LLCBoston, MA · 2,360 clientsAsset managerHybridFederated Securities Corp.
UBS 100%
$26B

The RIA database

RIAs by state

The RIA database

RIAs by state