Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
721 No custodian reported
+00% 1 yr$26B 722 Templeton Global Advisors Limited Nassau, Bahamas, The · 12 clients Asset manager Affiliated broker-dealer Clarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited BNY 100%
+00% 1 yr$26B 723 J.P. Morgan 68% U.S. Bank 32%
+00% 1 yr$26B 724 BNP Paribas S.A. 29% HSBC 22%
+00% 1 yr$26B 725 FMR Investment Management (UK) Limited London, United Kingdom · 42 clients Asset manager Affiliated broker-dealer Digital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity) Northern Trust 77% Brown Brothers Harriman & 23%
+00% 1 yr$26B 726 No custodian reported
+00% 1 yr$26B 727 Cigna Investments, Inc. Bloomfield, CT · 82 clients Asset manager Affiliated broker-dealer Cigna Benefits Financing, Inc. J.P. Morgan 100%
+00% 1 yr$26B 728 J.P. Morgan 100%
+00% 1 yr$26B 729 No custodian reported
+00% 1 yr$26B 730 No custodian reported
+00% 1 yr$26B 731 No custodian reported
+00% 1 yr$26B 732 J.P. Morgan 40% BNY 33% Northern Trust 27%
+00% 1 yr$26B 733 CVC Advisors (u.s.) Inc. New York, NY · 20 clients Private fund adviser Hybrid CVC Capital Markets S.a R.L., CVC Funding, LLC No custodian reported
+00% 1 yr$26B 734 Interactive Brokers 59% Schwab 41%
+00% 1 yr$25B 735 BNY 36% U.S. Bank 34% Deutsche Bank Trust Company Americas 30%
+00% 1 yr$25B 736 Custody Bank of Japan, LTD. 56% State Street 33%
+00% 1 yr$25B 737 No custodian reported
+00% 1 yr$25B 738 No custodian reported
+00% 1 yr$25B 739 No custodian reported
+00% 1 yr$25B 740 No custodian reported
+00% 1 yr$25B 741 LPL Enterprise, LLC Fort Mill, SC · 102,563 clients Broker-dealer firm Hybrid Commonwealth Equity Services, LLC, LPL Financial LLC No custodian reported
+00% 1 yr$25B 742 Ruffer LLP London, United Kingdom · 5,250 clients Private fund adviser Affiliated broker-dealer Ruffer LLC Custodian 86%
+00% 1 yr$25B 743 Northern Trust 47% State Street 31%
+00% 1 yr$25B 744 SEI 100%
+00% 1 yr$25B 745 No custodian reported
+00% 1 yr$25B 746 Federated Hermes (UK) LLP London, United Kingdom · 18 clients Private fund adviser Affiliated broker-dealer Federated Securities Corp. State Street 100%
+00% 1 yr$25B 747 Pershing 100%
+00% 1 yr$25B 748 The Baupost Group, L.L.C. Boston, MA · 12 clients Private fund adviser Affiliated broker-dealer Leerink Partners LLC, clears through Pershing No custodian reported
+00% 1 yr$25B 749 Schwab 64% Fidelity 36%
+00% 1 yr$25B 750 State Street 67% BNY 33%
+00% 1 yr$25B 751 No custodian reported
+00% 1 yr$25B 752 State Street 30% BNY 27% J.P. Morgan 25%
+00% 1 yr$25B 753 Gabelli Funds, LLC Rye, NY · 33 clients Asset manager Hybrid G.distributors, LLC, G.research, LLC No custodian reported
+00% 1 yr$25B 754 No custodian reported
+00% 1 yr$25B 755 J.P. Morgan 42% Northern Trust 33% CIBC Mellon 25%
+00% 1 yr$25B 756 No custodian reported
+00% 1 yr$25B 757 Fidelity 35% Schwab 28%
+00% 1 yr$24B 758 J.P. Morgan 83%
+00% 1 yr$24B 759 No custodian reported
+00% 1 yr$24B 760 No custodian reported
+00% 1 yr$24B Previous 40 Page 19 of 431 Next 40