The RIA database

Name: The RIA database
Creator: Financial ADVSR

Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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081
Northwestern Mutual Investment Management Company, LLCMilwaukee, WI · 23 clientsAsset managerAffiliated broker-dealerNorthwestern Mutual Investment Services, LLC
BNY 100%
$323B
082
AQR Capital Management, LLCGreenwich, CT · 717 clientsPrivate fund adviserHybridAQR Investments, LLC
Fidelity 100%
$312B
083
RBC Capital Markets, LLCNew York, NY · 283,910 clientsBroker-dealer firmHybridRBC CMA LTD, RBC Dominion Securities, Inc.
No custodian reported
$310B
084
First Trust Advisors LPWheaton, IL · 5,731 clientsAsset managerHybridFirst Trust Japan GK, First Trust Portfolios Asia PTE. LTD.
Schwab 62%Fidelity 38%
$309B
085
American Century Investment Management IncKansas City, MO · 716 clientsAsset managerHybridAmerican Century Investment Services, Inc.
State Street 52%
$306B
086
Samsung Asset Management Company, LTD.Seoul, Korea, South · 1,063 clientsPrivate fund adviserAffiliated broker-dealerSamsung Securities (america), Inc., Samsung Securities Co. LTD
No custodian reported
$301B
087
Creative PlanningOverland Park, KS · 100,298 clientsWealth managerPublic-company owned
Schwab 53%Ascensus Broker Dealer Services 25%Fidelity 22%
$296B
088
Tiaa-Cref Investment Management LLCNew York, NY · 8 clientsAsset managerHybridNuveen Securities, LLC, Tiaa-Cref Individual & Institutional Services, LLC
No custodian reported
$292B
089
The Carlyle GroupWashington, DC · 612 clientsPrivate fund adviserHybridCarlyle Asia Limited, Carlyle Australia Equity Management PTY Limited
No custodian reported
$284B
090
Victory Capital Management Inc.SAN Antonio, TX · 18,120 clientsAsset managerHybridVictory Capital Services, Inc., clears through Pershing
BNY 57%State Street 24%
$283B
091
Nuveen Asset Management, LLCChicago, IL · 65,258 clientsAsset managerHybridNuveen Securities, LLC
Morgan Stanley 41%Schwab 30%Merrill / Bank of America 29%
$280B
092
T. Rowe Price International LTDLondon, United Kingdom · 223 clientsAsset managerAffiliated broker-dealerT. Rowe Price Investment Services, Inc.
State Street 62%HSBC Hong Kong 23%
$277B
093
Voya Investment Management Co. LLCNew York, NY · 566 clientsAsset managerHybridVoya Financial Advisors, Inc., Voya Financial Partners, LLC
BNY 61%State Street 23%
$275B
094
Point72 Asset Management, L.P.Stamford, CT · 19 clientsPrivate fund adviser
No custodian reported
$274B
095
Taula Capital Management (UK) LLPSt Helier, Jersey · 6 clientsPrivate fund adviser
No custodian reported
$273B
096
KKR Credit Advisors (US) LLCSAN Francisco, CA · 204 clientsAsset managerHybridAlps Co-Invest GP LLC, KKR Australia Investment Management PTY Limited
U.S. Bank 83%
$271B
097
Lord, Abbett & Co. LLCJersey City, NJ · 25,775 clientsAsset managerHybridLord Abbett Distributor LLC
Merrill / Bank of America 49%BNY 27%Morgan Stanley 24%
$270B
098
L&g - Asset Management, AmericaChicago, IL · 195 clientsAsset manager
Citi 73%
$267B
099
HSBC Global Asset Management (UK) LimitedLondon, United Kingdom · 294 clientsPrivate fund adviserAffiliated broker-dealer
No custodian reported
$260B
100
Cetera Investment Advisers LLCSchaumburg, IL · 813,961 clientsWealth managerWrap sponsorHybridCetera Advisors LLC, Cetera Financial Specialists LLC, clears through Pershing
Pershing 61%Fidelity 23%
$257B
101
Wells Fargo AdvisorsSt. Louis, MO · 466,575 clientsBroker-dealer firmHybridWells Fargo Bank, National Association., Wells Fargo Clearing Services, LLC
Wells Fargo 100%
$252B
102
Capital Bank and Trust CompanyIrvine, CA · 588 clientsPrivate fund adviserHybridCapital Client Group, Inc.
BNY 100%
$251B
103
Vanguard Global Advisers, LLCMalvern, PA · 78 clientsPrivate fund adviserHybridVanguard Investments Canada Inc., Vanguard Marketing Corporation
No custodian reported
$250B
104
Balyasny Asset Management L.P.Chicago, IL · 48 clientsPrivate fund adviser
No custodian reported
$248B
105
Amova Asset Management Co.,ltd.Tokyo, Japan · 839 clientsPrivate fund adviserAffiliated broker-dealerAmova Securities Co., LTD.
Sumitomo Mitsui Trust Bank, Limited. 38%The Master Trust Bank of Japan, LTD. 23%
$247B
106
Jackson National Asset Management, LLCLansing, MI · 134 clientsAsset managerHybridJackson National Life Distributors LLC
No custodian reported
$246B
107
Guggenheim Partners Investment Management, LLCNew York, NY · 440 clientsAsset managerHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
Citi 86%
$241B
108
Osaic Wealth, Inc.Scottsdale, AZ · 575,512 clientsBroker-dealer firmHybridLadenburg Thalmann & Co. Inc., Osaic Institutions, Inc.
Pershing 61%Fidelity 39%
$235B
109
Two Sigma Investments, LPNew York, NY · 42 clientsPrivate fund adviserHybridTwo Sigma Execution Services, LLC, Two Sigma Securities UK Limited
Morgan Stanley 100%
$233B
110
DWS International GmbhFrankfurt AM Main, Germany · 136 clientsBroker-dealer firmAffiliated broker-dealerDeutsche Bank AG
BNY 42%State Street 33%Deutsche Bank AG 26%
$229B
111
Manulife Investment Management (US) LLCBoston, MA · 4,861 clientsAsset managerHybridJohn Hancock Distributors LLC, John Hancock Investment Management Distributors LLC
State Street 66%
$228B
112
Squarepoint OPS LLCNew York, NY · 28 clientsPrivate fund adviser
No custodian reported
$227B
113
Mercer Investments LLCBoston, MA · 1,407 clientsAsset managerHybridMMA Securities LLC, MMC Securities LLC, clears through Pershing
Northern Trust 57%Fidelity 43%
$226B
114
Schonfeld Strategic Advisors LLCNew York, NY · 39 clientsPrivate fund adviser
No custodian reported
$225B
115
SBI Funds Management LimitedMumbai, India · 1,993 clientsAsset manager
Standard Chartered Bank 80%
$220B
116
Rokos Capital Management LLPLondon, United Kingdom · 2 clientsPrivate fund adviser
No custodian reported
$219B
117
SEI Investments Management CorpOaks, PA · 112,646 clientsAsset managerHybridSEI Investments (south Africa) Limited, SEI Investments Distribution Co.
SEI 100%
$216B
118
Jennison AssociatesNew York, NY · 6,083 clientsAsset managerHybridPrudential Investment Management Services LLC
BNY 38%Northern Trust 33%State Street 28%
$215B
119
D. E. Shaw & Co., L.P.New York, NY · 23 clientsPrivate fund adviserHybridD.E. Shaw Securities, L.L.C.
No custodian reported
$213B
120
Commonwealth Financial NetworkWaltham, MA · 360,488 clientsBroker-dealer firmHybridLPL Enterprise, LLC, LPL Financial LLC
Fidelity 100%
$213B

The RIA database

RIAs by state

The RIA database

RIAs by state