The RIA database

Name: The RIA database
Creator: Financial ADVSR

Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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121
John Hancock Investment Management LLCBoston, MA · 126 clientsAsset managerHybridJohn Hancock Distributors LLC, John Hancock Investment Management Distributors LLC
No custodian reported
$212B
122
Taula Capital Management (US) LLCSt Helier, Jersey · 6 clientsPrivate fund adviser
No custodian reported
$211B
123
Taula Capital Management (jersey) LPSt Helier, Jersey · 6 clientsPrivate fund adviser
No custodian reported
$211B
124
Taula Capital Management (difc) LTDSt Helier, Jersey · 4 clientsPrivate fund adviser
No custodian reported
$211B
125
Northern Trust Global Investments LTDLondon, United Kingdom · 76 clientsPrivate fund adviserAffiliated broker-dealerNorthern Trust Securities LLP, Northern Trust Securities, Inc.
Northern Trust 37%BNY 32%
$208B
126
Federated Investment CounselingPittsburgh, PA · 8,721 clientsAsset managerAffiliated broker-dealerFederated Securities Corp.
BNY 100%
$207B
127
Garda Capital PartnersWayzata, MN · 3 clientsPrivate fund adviser
No custodian reported
$207B
128
Abrdn Investments LimitedEdinburgh, United Kingdom · 468 clientsPrivate fund adviserAffiliated broker-dealerAberdeen Fund Distributors, LLC, Abrdn Investments Middle East Limited
Citi 100%
$207B
129
T.rowe Price Investment Management, Inc.Baltimore, MD · 64 clientsAsset managerAffiliated broker-dealerT. Rowe Price Investment Services, Inc.
Northern Trust 48%
$204B
130
Olive Street Investment Advisers, LLCSt. Louis, MO · 2 clientsAsset managerHybridEdward D. Jones & Co., L.P., Edward Jones
No custodian reported
$204B
131
IFM Investors PTY LTDMelbourne, Australia · 80 clientsPrivate fund adviserHybridIFM (US) Securities, LLC, IFM Investors (japan) PTY LTD
No custodian reported
$203B
132
DWS Investment Management Americas, Inc.New York, NY · 159 clientsAsset managerHybridDWS Distributors, Inc., Deutsche Bank AG
J.P. Morgan 52%BNY 29%
$200B
133
Hightower Advisors, LLCChicago, IL · 64,035 clientsWealth managerHybridHightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan
Fidelity 46%Schwab 36%
$199B
134
Stifel, Nicolaus & Company, IncorporatedSt Louis, MO · 236,191 clientsBroker-dealer firmHybridKeefe, Bruyette & Woods, Inc., Stifel Europe AG, clears through Stifel
No custodian reported
$198B
135
Empower Advisory Group, LLCGreenwood Village, CO · 297,074 clientsWealth managerHybridEmpower Financial Services, Inc.
Empower 67%Pershing 24%
$195B
136
Mackenzie InvestmentsToronto, Ontario, Canada · 484 clientsBroker-dealer firmHybridIG Wealth Management Inc., IPC Investment Corporation
CIBC Mellon 98%
$195B
137
Gallagher Fiduciary Advisors, LLCRolling Meadows, IL · 6,120 clientsAsset managerHybridGBS Retirement Services, Inc.
No custodian reported
$195B
138
Harbourvest Partners, LLCBoston, MA · 316 clientsPrivate fund adviserHybrid
Northern Trust 100%
$191B
139
Invesco Asset Management LTD.Henley-On-Thames, United Kingdom · 206 clientsPrivate fund adviserAffiliated broker-dealerInvesco Capital Markets, Inc., Invesco Distributors, Inc.
Northern Trust 30%HSBC Bank PLC 23%
$188B
140
Macquarie Investment Management Global LimitedSydney, Australia · 223 clientsAsset managerAffiliated broker-dealerMacquarie Asset Management Japan Co., LTD., Macquarie Bank Limited
State Street 71%
$187B
141
Nuveen Fund Advisors, LLCChicago, IL · 235 clientsAsset managerHybridNuveen Securities, LLC
No custodian reported
$186B
142
Western Asset Management CompanyPasadena, CA · 31,897 clientsAsset managerHybridFranklin Distributors, LLC, Franklin Templeton International Services S.a R.L.
BNY 100%
$185B
143
Clearbridge Investments, LLCNew York, NY · 124,530 clientsAsset managerHybridFranklin Distributors, LLC, Franklin Templeton International Services S.a R.L.
Morgan Stanley 100%
$185B
144
Artisan Partners Limited PartnershipMilwaukee, WI · 249 clientsAsset managerHybridApel Financial Distribution Services LTD, Artisan Partners Distributors LLC
BNY 56%Northern Trust 24%
$184B
145
Blackstone Isg-I Advisors L.L.C.New York, NY · 44 clientsAsset managerHybridBlackstone Securities Partners L.P., Currencies Direct LTD
BNY 70%Citi 29%
$184B
146
Oaktree Capital Management, L.P.LOS Angeles, CA · 373 clientsPrivate fund adviserHybridOCM Investments, LLC
State Street 41%J.P. Morgan 32%BNY 27%
$183B
147
Thoma BravoChicago, IL · 153 clientsBroker-dealer firmHybridThoma Bravo Capital Markets, LLC
No custodian reported
$183B
148
Focus Partners Wealth, LLCSt. Louis, MO · 62,466 clientsWealth managerAffiliated broker-dealerUptiq Treasury & Credit Solutions, LLC
Schwab 62%Fidelity 38%
$182B
149
RBC Global Asset Management (UK) LimitedLondon, United Kingdom · 295 clientsPrivate fund adviserAffiliated broker-dealerRBC Capital Markets, LLC, RBC Europe Limited
State Street 62%Brown Brothers Harriman & 38%
$178B
150
GC Advisors LLCChicago, IL · 144 clientsPrivate fund adviserHybrid
BNY 56%
$178B
151
Sumitomo Mitsui DS Asset Management Company, LimitedMinato-Ku, Tokyo, Japan · 1,340 clientsPrivate fund adviserHybridSmbc Nikko Securities Inc.
No custodian reported
$178B
152
Acadian Asset ManagementBoston, MA · 350 clientsAsset managerHybrid
State Street 32%BNY 22%
$177B
153
Mariner Investment Group, LLCNew York, NY · 36 clientsPrivate fund adviserHybrid
J.P. Morgan 77%SG Americas Securities 23%
$176B
154
HPS Investment Partners, LLCNew York, NY · 563 clientsPrivate fund adviserHybridHPS Securities, LLC
BNY 57%J.P. Morgan 43%
$176B
155
Morgan Stanley Investment Management LimitedLondon, United Kingdom · 134 clientsPrivate fund adviserHybridEaton Vance Distributors, Inc., Eaton Vance Management (international) Limited
Mitsubishi UFJ Global Custody S.a 100%
$175B
156
TPG Global Advisors, LLCFort Worth, TX · 197 clientsPrivate fund adviserHybridAngelo, Gordon Hong Kong Limited, TPG Angelo, Gordon International LLC
No custodian reported
$174B
157
Blackrock Capital Management, Inc.Wilmington, DE · 13 clientsPrivate fund adviserHybridBlackrock Asset Management Deutschland AG, Blackrock Execution Services
State Street 34%SSB New York Institutional 30%
$173B
158
Insight InvestmentNew York, NY · 1,876 clientsAsset managerHybridBNY Mellon Asset Management Canada Limited, BNY Mellon Capital Markets, LLC, clears through Pershing
BNY 69%Northern Trust 31%
$171B
159
Jpmorgan Asset Management (asia Pacific) LimitedHong Kong, Hong Kong · 210 clientsPrivate fund adviserAffiliated broker-dealer
J.P. Morgan 50%Citi 28%
$170B
160
Global Retirement Partners LLCSAN Rafael, CA · 28,693 clientsAsset managerHybridHub International Investment Services Inc., TWD Securities, LLC
LPL Financial 83%
$170B

The RIA database

RIAs by state

The RIA database

RIAs by state