Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data.
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281 No custodian reported
+00% 1 yr$92B 282 Northern Trust 39% Citco Canada 35% RBC 25%
+00% 1 yr$92B 283 Assetmark, Inc. Concord, CA · 456,452 clients Wealth manager Wrap sponsor Hybrid Assetmark Brokerage, LLC Assetmark Trust 100%
+00% 1 yr$92B 284 No custodian reported
+00% 1 yr$92B 285 Morgan Stanley 42% BNY 39%
+00% 1 yr$92B 286 No custodian reported
+00% 1 yr$91B 287 Aegon Asset Management US Cedar Rapids, IA · 80 clients Asset manager Hybrid Transamerica Capital, LLC, Transamerica Investors Securities, LLC Citi 65% J.P. Morgan 35%
+00% 1 yr$89B 288 J.P. Morgan 67% Sumitomo Mitsui Trust Bank (u.s.a.) Limited 33%
+00% 1 yr$89B 289 No custodian reported
+00% 1 yr$88B 290 BNY 100%
+00% 1 yr$88B 291 Lincoln Financial Group Trust 47% Schwab 33%
+00% 1 yr$88B 292 Pantheon SAN Francisco, CA · 157 clients Private fund adviser Hybrid Pantheon Securities, LLC State Street 100%
+00% 1 yr$88B 293 No custodian reported
+00% 1 yr$87B 294 Fortress Investment Group New York, NY · 353 clients Private fund adviser Hybrid Fortress Capital Formation LLC, Fortress Wealth Solutions LLC J.P. Morgan 100%
+00% 1 yr$87B 295 State Street 33% BNY 28%
+00% 1 yr$86B 296 No custodian reported
+00% 1 yr$86B 297 State Street 45% RBC 33%
+00% 1 yr$86B 298 No custodian reported
+00% 1 yr$85B 299 Schwab 73% Fidelity 27%
+00% 1 yr$84B 300 U.S. Bank 100%
+00% 1 yr$84B 301 Nationwide Fund Advisors Columbus, OH · 129 clients Asset manager Hybrid Nationwide Fund Distributors LLC, Nationwide Investment Services Corporation No custodian reported
+00% 1 yr$83B 302 No custodian reported
+00% 1 yr$83B 303 State Street 57% BNY 33%
+00% 1 yr$83B 304 State Street 42% BNY 35% Northern Trust 23%
+00% 1 yr$83B 305 No custodian reported
+00% 1 yr$82B 306 J.P. Morgan 100%
+00% 1 yr$82B 307 Stonepeak New York, NY · 125 clients Private fund adviser Hybrid Stonepeak Securities LLC BNY 100%
+00% 1 yr$82B 308 State Street 60% BNY 40%
+00% 1 yr$81B 309 State Street 37% J.P. Morgan 35% BNY 28%
+00% 1 yr$81B 310 Russell Investments Seattle, WA · 118 clients Broker-dealer firm Hybrid Russell Investments Financial Services, LLC BNY 34% Northern Trust 29% State Street 27%
+00% 1 yr$81B 311 State Street 71% BNY 23%
+00% 1 yr$81B 312 No custodian reported
+00% 1 yr$80B 313 BNY 100%
+00% 1 yr$80B 314 No custodian reported
+00% 1 yr$80B 315 No custodian reported
+00% 1 yr$80B 316 Fidelity 100%
+00% 1 yr$80B 317 No custodian reported
+00% 1 yr$79B 318 BNY 39% Citi 34% BNP Paribas SA 27%
+00% 1 yr$79B 319 No custodian reported
+00% 1 yr$79B 320 Fidelity 53% Pershing 39%
+00% 1 yr$79B Previous 40 Page 8 of 431 Next 40