Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
321 Northern Trust 54% BNY 28%
+00% 1 yr$79B 322 No custodian reported
+00% 1 yr$78B 323 No custodian reported
+00% 1 yr$78B 324 BNY 51%
+00% 1 yr$78B 325 No custodian reported
+00% 1 yr$77B 326 Truist Advisory Services, Inc. Atlanta, GA · 129,307 clients Wealth manager Bank-affiliated Hybrid Truist Investment Services, Inc., Truist Securities, Inc., clears through National Financial Services (Fidelity) Fidelity 88%
+00% 1 yr$77B 327 Pinebridge Investments LLC New York, NY · 329 clients Asset manager Hybrid Metlife Investments Securities, LLC, Metlife Investors Distribution Company State Street 61% BNY 39%
+00% 1 yr$77B 328 Pgim Limited London, United Kingdom · 274 clients Asset manager Hybrid Pgim (hong Kong) LTD., Prudential Investment Management Services LLC BNY 48%
+00% 1 yr$76B 329 SLC Management Wellesley Hills, MA · 280 clients Asset manager Hybrid Advisors Asset Management, Inc., Bentallgreenoak Real Estate US LLC Citi 100%
+00% 1 yr$76B 330 BNY 45% Northern Trust 23%
+00% 1 yr$76B 331 No custodian reported
+00% 1 yr$76B 332 The Master Trust Bank of Japan, LTD. 45% Custody Bank of Japan, LTD. 41%
+00% 1 yr$76B 333 No custodian reported
+00% 1 yr$76B 334 No custodian reported
+00% 1 yr$74B 335 Clarion Partners New York, NY · 36 clients Private fund adviser Hybrid Clarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited No custodian reported
+00% 1 yr$74B 336 RBC Rochdale, LLC New York, NY · 17,054 clients Wealth manager Bank-affiliated Hybrid CNR Securities LLC, RBC Capital Markets, LLC, clears through Pershing City National Bank 48% Pershing 27% Assetmark Brokerage 25%
+00% 1 yr$73B 337 No custodian reported
+00% 1 yr$72B 338 J.P. Morgan 87%
+00% 1 yr$72B 339 Custody Bank of Japan, LTD. 48%
+00% 1 yr$72B 340 World Investment Advisors, LLC Lincroft, NJ · 23,021 clients Asset manager Hybrid Goldman Sachs & Co. LLC, World Investments, LLC, clears through Pershing Fidelity 66% Empower Financial Services 34%
+00% 1 yr$72B 341 Citi 100%
+00% 1 yr$72B 342 BNY 78%
+00% 1 yr$71B 343 BNY 74% Citi 26%
+00% 1 yr$70B 344 No custodian reported
+00% 1 yr$70B 345 Blackrock (singapore) Limited Singapore, Singapore · 58 clients Private fund adviser Affiliated broker-dealer Blackrock Asset Management Deutschland AG, Blackrock Execution Services State Street 44% J.P. Morgan 40%
+00% 1 yr$70B 346 U.S. Bank 61% Principal Financial Group 39%
+00% 1 yr$70B 347 BNY 46% J.P. Morgan 28% State Street 26%
+00% 1 yr$70B 348 Citi 82%
+00% 1 yr$70B 349 Betterment New York, NY · 1,022,488 clients Wealth manager Wrap sponsor Hybrid MTG, LLC, clears through Apex Clearing Betterment 100%
+00% 1 yr$70B 350 Truist Bank 53% Fidelity Management Trust Comapany 34%
+00% 1 yr$69B 351 State Street 100%
+00% 1 yr$69B 352 Russell Investments Seattle, WA · 72 clients Asset manager Hybrid Russell Investments Financial Services, LLC, Russell Investments Implementation Services, LLC Pershing 76% Fidelity 24%
+00% 1 yr$69B 353 No custodian reported
+00% 1 yr$69B 354 No custodian reported
+00% 1 yr$68B 355 State Street 34% Merrill / Bank of America 31%
+00% 1 yr$68B 356 AHL Partners LLP London, United Kingdom · 132 clients Private fund adviser Affiliated broker-dealer MAN Investments Inc. No custodian reported
+00% 1 yr$68B 357 Northern Trust 64% State Street 26%
+00% 1 yr$68B 358 Schwab 59% CIBC Mellon 22%
+00% 1 yr$68B 359 No custodian reported
+00% 1 yr$68B 360 No custodian reported
+00% 1 yr$68B Previous 40 Page 9 of 431 Next 40