Filing changes
SEC data October 1, 2026
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Sign in or start freeFiling changes
SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeWhat changed in the SEC’s registered-adviser data from September 2025 to October 2026. Breakaways are our read: new, small wealth firms that weren’t registered before. See ownership deals from the filings.
Regulatory assets $5.7 billion to $6.7 billion, up 19%.
Regulatory assets $2.3 billion to $2.9 billion, up 28%.
Regulatory assets $42 billion to $47 billion, up 11%.
Regulatory assets $309 million to $414 million, up 34%.
Regulatory assets $3.4 billion to $4.0 billion, up 17%.
Regulatory assets $94 million to $4 million, down 95%.
Regulatory assets $0 thousand to $241 million, up Infinity%.
Regulatory assets $0 thousand to $162 million, up Infinity%.
8,891 more changes in this feed.
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