Filing changes
SEC data October 1, 2026
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Sign in or start freeFiling changes
SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeWhat changed in the SEC’s registered-adviser data from September 2025 to October 2026. Breakaways are our read: new, small wealth firms that weren’t registered before. See ownership deals from the filings.
No longer on the SEC’s list. The SEC doesn’t say why: a sale or merger, a switch to state registration or a closing.
No longer on the SEC’s list. The SEC doesn’t say why: a sale or merger, a switch to state registration or a closing.
No longer on the SEC’s list; it reported $96 million. The SEC doesn’t say why: a sale or merger, a switch to state registration or a closing.
No longer on the SEC’s list. The SEC doesn’t say why: a sale or merger, a switch to state registration or a closing.
No longer on the SEC’s list; it reported $153 million. The SEC doesn’t say why: a sale or merger, a switch to state registration or a closing.
No longer on the SEC’s list. The SEC doesn’t say why: a sale or merger, a switch to state registration or a closing.
No longer on the SEC’s list; it reported $1.2 billion. The SEC doesn’t say why: a sale or merger, a switch to state registration or a closing.
No longer on the SEC’s list; it reported $75 million. The SEC doesn’t say why: a sale or merger, a switch to state registration or a closing.
1,054 more changes in this feed.
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